Financial Finra 6 Licensed Executive

Work-1 Manpower Recruitment Services; Pasay; On-site; PHP 350,000 - 550,000; Full time

Benefits offered by this job

Insurance Health & Wellness

Job Training

Professional Development

Job summary

Work-1 Manpower Recruitment Services in Pasay is seeking a compliance officer to ensure regulatory adherence and support training programs. You will review financial processes for standards, assist audits, and guide staff on compliance matters in a typical office setting.

Ideal candidates have 1–3 years in compliance or financial services, a bachelor's degree in finance or business, and strong analytical, detail-oriented skills.

Qualifications

• Bachelor's degree in Finance, Business Administration, or related field
• 1-3 years of relevant experience in compliance or financial services
• Strong analytical and problem-solving skills
• Detail-oriented and organized
• Ability to handle confidential information with discretion

Responsibilities

• Ensure compliance with regulatory requirements of the FINRA 6 License.
• Assist in the development and implementation of training programs related to compliance.
• Review financial processes and documentation for adherence to industry standards.
• Support internal audits and investigations to maintain compliance integrity.
• Provide guidance and support to staff on compliance-related issues.

Skills

Strong analytical and problem-solving

Education

Bachelor's degree in Finance, Business Administration, or related field

Job description

On-site - Pasay 1-3 Yrs Exp Bachelor Full-time

Job Description

Government Mandated Benefits

Insurance Health & Wellness

Professional Development

Job Training, Professional Development

Read More

Description

• Ensure compliance with regulatory requirements of the FINRA 6 License.
• Assist in the development and implementation of training programs related to compliance.
• Review financial processes and documentation for adherence to industry standards.
• Support internal audits and investigations to maintain compliance integrity.
• Provide guidance and support to staff on compliance-related issues.

Requirements

• Educational Qualifications: Bachelor’s degree in Finance, Business Administration, or related field
• Experience Level: 1-3 years of relevant experience in compliance or financial services
• Skills and Competencies: Strong analytical and problem-solving skills
• Qualities and Traits: Detail-oriented and organized
• Responsibilities and Duties: Ability to handle confidential information with discretion
• Working Conditions: Typical office environment with minimal travel required

HR Officer Work-1 Manpower Recruitment Services

Working Location

MOA Square. Mall of Asia Complex, Pasay City, Metro Manila, Philippines