Executive Stock Plan Specialist: Global Trading

Empower

Manila

Hybrid

PHP 600,000 - 1,200,000

Full time

14 days+
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Job summary

Empower is seeking an Executive Stock Plan Services Consultant to provide specialized trading support to international executive participants. The role focuses on executing complex equity transactions, administering Rule 10b5-1 trading plans, and delivering a high-touch participant experience.

In this role, you will respond to inbound requests, guide transaction processes, and collaborate with internal teams to ensure compliant trade execution and accurate documentation.

Qualifications

  • Bachelor's degree or equivalent (required).
  • 5 years of experience in stock plan services, brokerage operations, securities trading, equity compensation, or financial services.
  • Strong knowledge of executive equity compensation plans and Rule 10b5-1 requirements.

Responsibilities

  • Respond to inbound calls and service requests from executive stock plan participants requiring specialized trading and transaction support.
  • Execute complex executive equity transactions, including stock option exercises, restricted stock sales, share transfers, and other equity-related transactions.
  • Provide guidance on transaction processes, documentation requirements, execution timelines, and trading procedures.
  • Monitor transactions through completion and proactively resolve execution and settlement issues.
  • Provide high-touch service to executive participants while maintaining established operational and service standards.
  • Assist executive participants with intake and setup of Rule 10b5-1 trading plan requests.
  • Explain Rule 10b5-1 plan processes and documentation requirements.
  • Coordinate with Rule 10b5-1 Specialists and the Executive Trading team for ongoing plan servicing.

Skills

Stock market knowledge
Executive compensation
Regulatory compliance

Education

Bachelor's degree or equivalent
FINRA Series 7
FINRA Series 63
CEP Level 1 certification

Tools

Stock plan systems
Brokerage platforms
CRM applications
Microsoft Office

Job description

Empower is seeking an Executive Stock Plan Services Consultant to provide specialized trading support to international executive participants. The role focuses on executing complex equity transactions, administering Rule 10b5-1 trading plans, and delivering a high-touch participant experience.

In this role, you will respond to inbound requests, guide transaction processes, and collaborate with internal teams to ensure compliant trade execution and accurate documentation.

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