Executive Stock Plan Trading Specialist (International)

Empower LLC; Manila; Hybrid; PHP 1,800,000 - 2,600,000; Full time

Job summary

Empower LLC is seeking an Executive Trading Specialist to provide specialized trading support for international executive stock plan participants. You will execute complex equity transactions, administer Rule 10b5-1 plans, and ensure compliance with SEC/FINRA requirements while delivering a high-touch participant experience.

You will collaborate with cross-functional teams, manage documentation, and resolve issues through end-to-end trade servicing, maintaining accuracy and regulatory alignment

Qualifications

• Bachelor's degree or equivalent.
• 5 years of experience in stock plan services, brokerage operations, securities trading, equity compensation, or financial services.
• Strong knowledge of executive equity compensation plans, securities trading operations, Rule 10b5-1 trading plans, and insider trading requirements.

Responsibilities

• Respond to inbound calls and service requests from executive stock plan participants requiring specialized trading and transaction support.
• Execute complex executive equity transactions, including stock option exercises, restricted stock sales, share transfers, and other equity related transactions.
• Provide guidance on transaction processes, documentation requirements, execution timelines, and trading procedures.
• Monitor transactions through completion and proactively resolve execution and settlement issues.
• Provide high‑touch service to executive participants while maintaining established operational and service standards.
• Assist executive participants with the intake and setup of Rule 10b5-1 trading plan requests.
• Explain Rule 10b5-1 plan processes, documentation requirements, and execution procedures.
• Coordinate with Rule 10b5-1 Specialists and the Executive Trading team for ongoing plan servicing.
• Complete and maintain documentation related to Rule 10b5-1 activities in accordance with regulatory and internal requirements.
• Share technical expertise and best practices related to executive trading, Rule 10b5-1 administration, and operational procedures with internal partners.

Skills

Executive trading knowledge

Regulatory compliance

Financial services

Education

Bachelor's degree or equivalent

Tools

Stock plan systems

Brokerage platforms

CRM applications

Microsoft Office

Job description

Empower LLC is seeking an Executive Trading Specialist to provide specialized trading support for international executive stock plan participants. You will execute complex equity transactions, administer Rule 10b5-1 plans, and ensure compliance with SEC/FINRA requirements while delivering a high-touch participant experience.

You will collaborate with cross-functional teams, manage documentation, and resolve issues through end-to-end trade servicing, maintaining accuracy and regulatory alignment