Banking Regulatory Compliance Specialist

BDO Unibank; Mandaluyong; On-site; PHP 700,000 - 900,000; Full time

Job summary

BDO Unibank, Inc. is seeking a Regulatory Compliance/Compliance Officer to guide branches on regulatory matters and ensure adherence to regulatory requirements across the bank.

The role involves coordinating with regulators, preparing reports for senior management and the board, and maintaining compliance manuals and training materials. A background in banking operations and AMLA is advantageous, with a minimum of one year of relevant experience.

Qualifications

• Graduate of Accountancy or any business course.
• At least one year of banking experience, preferably with banking operations, Compliance, Risk Management, or Audit background.
• Training in banking operations, AMLA, Compliance, Risk Management and Audit is an advantage.

Responsibilities

• Provides guidance to branches and business/support units on regulatory matters.
• Disseminates Regulatory Issuances to BDONB units and tracks compliance.
• Reports compliance issues to the Regulatory Compliance Officer and/or Chief Compliance Officer.
• Assists in preparing and distributing reports to Senior Management and/or Board.
• Reviews alignment of manuals of business/support units.
• Liaises with regulators (BSP, PDIC, SEC, etc.) and coordinates regulatory reviews.
• Maintains and updates compliance databases and manuals.
• Conducts compliance trainings and updates RPT materials.

Education

Bachelor's degree in Accountancy or any business course

Job description

BDO Unibank, Inc. is seeking a Regulatory Compliance/Compliance Officer to guide branches on regulatory matters and ensure adherence to regulatory requirements across the bank.

The role involves coordinating with regulators, preparing reports for senior management and the board, and maintaining compliance manuals and training materials. A background in banking operations and AMLA is advantageous, with a minimum of one year of relevant experience.