Bank Compliance & Internal Audit Specialist

Second Rural Bank San Luis Pampanga, Inc.; San Luis; On-site; PHP 600,000 - 900,000; Full time

Job summary

Second Rural Bank San Luis Pampanga, Inc. is seeking a Compliance Officer responsible for ensuring the bank's operations and policies comply with BSP regulations, AML/CFT, and internal controls.

The role involves evaluating internal controls, identifying risks, and recommending corrective actions to strengthen governance and risk management. You will monitor regulatory compliance, update policies, conduct testing, assist KYC/CDD, prepare reports for management and the board, and participate in

Qualifications

• Bachelor's degree in accounting, finance, or related field.
• Knowledge of banking operations and risk management.
• Familiarity with BSP regulations and AML/CFT is an advantage.
• Strong analytical, documentation, communication, and problem-solving skills.

Responsibilities

• Monitor compliance with BSP regulations, AML/CFT requirements, banking laws, and internal policies.
• Review and update compliance policies, procedures, and guidelines.
• Conduct regular compliance monitoring and testing.
• Assist in ensuring proper implementation of KYC and CDD requirements.
• Monitor compliance with AML policies and applicable regulations.
• Identify, document, and report compliance deficiencies and regulatory issues.
• Prepare compliance reports for Management, the Board of Directors, and relevant committees.
• Conduct independent audits of branches, departments, processes, and financial/operational activities.
• Evaluate the adequacy and effectiveness of internal controls.
• Identify weaknesses, irregularities, operational risks, and potential fraud indicators.

Skills

Regulatory compliance

AML/CFT

Analytical skills

Documentation

Communication

Independence

Education

Bachelor's degree in Accounting, Finance, Business Administration, Management, or related field

Tools

MS Office

Basic data analysis tools

Job description

Second Rural Bank San Luis Pampanga, Inc. is seeking a Compliance Officer responsible for ensuring the bank's operations and policies comply with BSP regulations, AML/CFT, and internal controls.

The role involves evaluating internal controls, identifying risks, and recommending corrective actions to strengthen governance and risk management. You will monitor regulatory compliance, update policies, conduct testing, assist KYC/CDD, prepare reports for management and the board, and participate in