Senior Manager, AML Compliance M/F

Indosuez Wealth Management; Asia; On-site; PEN 439,000 - 791,000; Full time

Job summary

Indosuez Wealth Management Asia seeks a Senior Manager, AML Compliance to support the Head of AML Compliance for the Hong Kong Branch. The role focuses on Periodic Account Review, Trigger Event Review, and related AML tasks within a regulated private banking environment.

Key responsibilities include monitoring client accounts, conducting KYC/AML checks, preparing AML committee materials, and developing robust policies and training to ensure compliance with regulatory requirements.

Qualifications

• University degree with at least 7 years’ compliance experience
• Prior working experience in KYC, AML and other regulatory aspects in private banking

Responsibilities

• Assist Head of AML Compliance in delivering AML compliance functions of the Hong Kong Branch
• Perform Periodic Account Review on existing clients
• Perform Trigger Event Review on existing clients
• Perform Transaction Monitoring on client accounts
• Review PEP and adverse news screening
• Assist in preparing AML committee agenda
• Develop, maintain, review and enhance AML & compliance related policies and procedures
• Provide training support and handle staff enquiries on policies and AML matters

Skills

Positive and self-motivated

Good communication and interpersonal

Education

Bachelor Degree / BSc Degree or equivalent

University degree

Job description

Types of Jobs - Compliance / Financial Security

Job title

Senior Manager, AML Compliance M/F

Contract type

Permanent Contract

04/01/2027

No

Job summary

Outline of the Position:

• Assist Head of AML Compliance in delivering AML compliance functions of the Hong Kong Branch
• This role will focus on Periodic Account Review and Trigger Event Review but may also cover other AML related tasks as assigned by Head of AML Compliance
  

Key Responsibilities:

• Support Head of AML Compliance in the day-to-day handling of matters fallen under AML monitoring & review
• Perform Periodic Account Review on existing clients
• Perform Trigger Event Review on existing clients
• Perform Transaction Monitoring on client accounts
  Perform review of PEP and adverse news screening
• Assist in preparing AML committee agenda
• Develop, maintain, review and enhance AML & compliance related policies and procedures as well as proper control to ensure that the Bank’s activities are in compliance with regulatory and internal requirements
• Participate in the Bank’s ad-hoc compliance projects and provide compliance support;
• Handle staff enquiries on internal policies and procedures as well as other AML related matters
• Prepare training materials or provide training support

Geographical area

Asia, Hong Kong

City

29th Floor, Two Pacific Place, 88 Queensway, Admiralty Hong Kong Hong-Kong

Bachelor Degree / BSc Degree or equivalent

University degree

Level of minimal experience

6-10 years

Experience

• University degree with at least 7 years’ compliance experience
• Prior working experience in KYC, AML and other regulatory aspects in private banking

Required skills

• Positive and self-motivated
• Good communication and interpersonal skills

Languages

Good command of spoken and written English and Chinese

Entity

About Indosuez Wealth Management in Asia
Indosuez Wealth Management has a solid foundation in Asia as a pioneering bank with more than a century old heritage, when Banque de l'Indochine opened its historic offices in Hong Kong and Singapore. From these two locations, branches of
CA Indosuez (Switzerland) SA, almost 220 highly specialised wealth managers combine their knowledge of the region with the vast opportunities provided by the global network of Indosuez Wealth Management and the Credit Agricole group.
By working every day in the interest of society, we are a group committed to diversity and inclusion. All our positions are open to people with disabilities.