Senior Compliance Analyst

Placements24; Queenstown; Hybrid; NZD 120,000 - 180,000; Full time

Benefits offered by this job

Competitive salary

Fully remote work arrangement

Health and retirement benefits

Professional development opportunities

Generous annual leave

Flexible working hours

Employee wellness programs

Job summary

Placements24 is seeking a Senior Compliance Analyst for a fully remote role within the Banking & Finance sector. You will monitor regulatory changes, develop policies, and oversee AML/KYC compliance to protect the organization.

The ideal candidate has 5+ years in compliance, strong regulatory knowledge (FICA, POPIA), audit experience, and excellent analysis and communication skills. This role offers flexible hours, a competitive salary, and professional development opportunities.

Qualifications

• Bachelor's degree in Finance, Law, Business Administration, or a related field.
• Minimum of 5 years in a compliance role, preferably banking & finance.
• Strong knowledge of financial regulations (FICA, POPIA, banking laws).
• Experience with AML/KYC procedures and requirements.
• Ability to conduct risk assessments and internal audits.
• Excellent analytical, problem-solving, and research skills.
• Strong written and verbal communication skills.
• Ability to interpret complex regulations and apply to operations.

Responsibilities

• Monitor regulatory changes and assess their impact on operations.
• Develop, implement, and maintain compliance policies, procedures, and controls.
• Conduct regular compliance risk assessments and identify vulnerabilities.
• Perform internal audits and reviews for policy adherence.
• Investigate potential compliance breaches and recommend actions.
• Assist in regulatory filings and reports.
• Provide compliance training and awareness programs to employees.
• Act as contact for regulatory inquiries and audits.
• Ensure AML/KYC compliance and record-keeping.
• Advise business units on compliance matters and initiatives.

Skills

Regulatory knowledge

Risk assessment

Audit procedures

Analytical skills

Communication skills

Education

Bachelor's degree in Finance, Law, Business Administration, or a related field

Tools

Compliance software

Job description

About the Role

Our client, a prominent financial services provider, is seeking a diligent and experienced Senior Compliance Analyst to join their team. This role is designated as fully remote, enabling you to work from your preferred location. You will be responsible for monitoring regulatory requirements, developing compliance policies, and ensuring the organization adheres to all applicable laws and industry standards within the Banking & Finance sector. The ideal candidate will possess a deep understanding of financial regulations, risk management, and audit procedures. Your expertise will be critical in maintaining the integrity and trustworthiness of our client's operations. This is an excellent opportunity for a proactive compliance professional to contribute to a respected organization and grow their career in a flexible, remote work environment. You will be instrumental in safeguarding the company against regulatory risks and ensuring ethical business practices are upheld.

Key Responsibilities

• Monitor regulatory changes and assess their impact on the organization's operations.
• Develop, implement, and maintain compliance policies, procedures, and controls.
• Conduct regular compliance risk assessments and identify areas of vulnerability.
• Perform internal audits and reviews to ensure adherence to policies and regulations.
• Investigate potential compliance breaches and recommend corrective actions.
• Assist in the preparation of regulatory filings and reports.
• Provide compliance training and awareness programs to employees.
• Act as a point of contact for regulatory inquiries and audits.
• Ensure compliance with anti-money laundering (AML) and know-your-customer (KYC) regulations.
• Maintain accurate compliance records and documentation.
• Advise business units on compliance-related matters.
• Support the development and implementation of new compliance initiatives.

Requirements

• Bachelor's degree in Finance, Law, Business Administration, or a related field.
• Minimum of 5 years of experience in a compliance role, preferably within the Banking & Finance industry.
• Strong knowledge of financial regulations, including but not limited to, FICA, POPIA, and relevant banking laws.
• Experience with AML/KYC procedures and requirements.
• Proven ability to conduct risk assessments and internal audits.
• Excellent analytical, problem-solving, and research skills.
• Strong written and verbal communication skills.
• Ability to interpret complex regulations and apply them to business operations.
• Detail-oriented with a high degree of accuracy.
• Proficiency in using compliance management software is an advantage.
• Ability to work independently and manage time effectively in a remote setting.

Benefits

• Competitive salary and performance-based bonus.
• Fully remote work arrangement.
• Comprehensive health and retirement benefits.
• Opportunities for professional development and certifications.
• Exposure to a wide range of regulatory challenges.
• Generous annual leave allowance.
• Supportive and collaborative virtual team environment.
• Flexible working hours.
• Contribution to impactful compliance strategies.
• Employee wellness programs.