Compliance & Conduct Specialist for Growth & Impact

Aotearoa New Zealand Association of Social Workers; Auckland; On-site; NZD 80,000 - 110,000; Full time

Benefits offered by this job

Competitive salary package

Mentorship

Career growth

Inclusive culture

Job summary

Global Finance is seeking a Compliance & Conduct Specialist to join our team. This entry-to-intermediate role supports the Compliance Assurance Program, strengthens internal controls, and oversees regulatory obligations.

Working with the Head of Compliance, you will deliver staff training, conduct reviews, identify risks, and help adapt to new obligations while embracing emerging technologies. The role offers mentorship, a collaborative culture, and a platform for career growth within a trusted

Qualifications

• 2-3 years experience in a compliance or risk conduct role

Responsibilities

• Assist with developing, implementing, and maintaining compliance policies, procedures, and frameworks
• Deliver compliance training to staff and advisers on relevant regulations and internal procedures
• Conduct ongoing compliance reviews and assess effectiveness of internal controls
• Identify and elevate compliance risks and recommend mitigation strategies
• Monitor regulatory changes and adapt to new obligations
• Maintain records of compliance activity and incidents
• Collaborate with stakeholders including financial advisers, industry bodies, and regulators
• Deal with customer complaints related to advisor or company conduct, advice or services

Skills

Compliance

Regulatory knowledge

Risk management

Stakeholder management

Communication

Job description

Global Finance is seeking a Compliance & Conduct Specialist to join our team. This entry-to-intermediate role supports the Compliance Assurance Program, strengthens internal controls, and oversees regulatory obligations.

Working with the Head of Compliance, you will deliver staff training, conduct reviews, identify risks, and help adapt to new obligations while embracing emerging technologies. The role offers mentorship, a collaborative culture, and a platform for career growth within a trusted