Senior Compliance Testing Manager – UK & Europe

RBC Shared Services Malaysia Sdn Bhd; Putrajaya; On-site; MYR 210,000 - 310,000; Full time

Job summary

RBC Shared Services Malaysia Sdn Bhd is seeking a Compliance Testing Manager to support the UK/Europe Compliance Testing team and assist local CCOs under RBC's Regulatory Compliance Management Framework.

You will help assess risk, review controls, and work with Compliance and business colleagues to resolve issues, while contributing to the continuous enhancement of testing approaches and responding to regulatory inquiries.

Qualifications

• At least 5–7 years of regulatory compliance experience in finance services.
• Deep understanding of Europe regulatory requirements and industry standards.
• Excellent auditing, monitoring, risk and data analytics skills.
• Strong planning, organizing and analytical problem-solving.

Responsibilities

• Assist in completing risk assessments to drive the UK and Europe compliance monitoring plan.
• Contribute to timely reviews opining on controls to manage regulatory risk across Capital Markets, IS Trust, BlueBay & WM.
• Log and track action plans to resolve issues raised during monitoring reviews.
• Help enhance testing approaches and annual testing program.
• Assist with timely responses to internal audits and external regulatory inquiries.
• Support ad-hoc projects and stakeholder management as needed.

Skills

Regulatory compliance

Capital Markets

Audit & risk analytics

Regulatory knowledge Europe

Job description

RBC Shared Services Malaysia Sdn Bhd is seeking a Compliance Testing Manager to support the UK/Europe Compliance Testing team and assist local CCOs under RBC's Regulatory Compliance Management Framework.

You will help assess risk, review controls, and work with Compliance and business colleagues to resolve issues, while contributing to the continuous enhancement of testing approaches and responding to regulatory inquiries.