Europe Compliance Testing Manager

RBC; Kuala Lumpur; Vor Ort; MYR 120.000 - 180.000; Vollzeit

Zusammenfassung

RBC in Malaysia invites a Compliance Testing Manager to support the UK/Europe Compliance Testing team and help local Chief Compliance Officers uphold the RBC Regulatory Compliance Management Framework.

You will conduct risk assessments, contribute to monitoring plans, and coordinate responses to audits and regulatory inquiries, with 5–7 years in financial services. This full-time role is based in Putrajaya, Malaysia, working 9:00 AM–6:00 PM (Malaysia Time), 40 hours per week.

Qualifikationen

• Audits, compliance rigor and risk assessment techniques.
• Knowledge of financial regulation across Europe and capital markets is required.
• Analytical thinking and data-driven decision making are essential.

Aufgaben

• Assist in risk assessments to drive the UK and Europe Compliance Monitoring Plan.
• Contribute to timely compliance testing reviews on the adequacy of controls across Capital Markets, IS Trust, BlueBay & WM.
• Log and track action plans to resolve issues identified during monitoring reviews.
• Contribute to the enhancement of the Testing approach and the annual Testing program.
• Assist in delivering timely responses to internal audits and external regulatory inquiries.
• Support ad-hoc projects and stakeholder management.

Kenntnisse

Audits

Compliance

Critical Thinking

Data analysis

Decision making

Detail oriented

Financial regulation

Industry knowledge

Risk management

Strategic thinking

Jobbeschreibung

RBC in Malaysia invites a Compliance Testing Manager to support the UK/Europe Compliance Testing team and help local Chief Compliance Officers uphold the RBC Regulatory Compliance Management Framework.

You will conduct risk assessments, contribute to monitoring plans, and coordinate responses to audits and regulatory inquiries, with 5–7 years in financial services. This full-time role is based in Putrajaya, Malaysia, working 9:00 AM–6:00 PM (Malaysia Time), 40 hours per week.