Compliance Testing Manager: Europe/UK Risk & Controls

RBC

Putrajaya

On-site

MYR 120,000 - 180,000

Full time

14 days+

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Job summary

RBC in Putrajaya, Malaysia is seeking a Compliance Testing Manager to support UK/Europe Compliance Testing within the RBC Regulatory Compliance Management Framework. You will assist in risk assessments and contribute to monitoring plans across Capital Markets, Wealth Management, and Asset Management.

Reporting to the Head of Compliance Testing, you will help deliver timely reviews, track action plans, and help enhance testing methodologies while coordinating with internal stakeholders and

Qualifications

5–7 years of regulatory compliance experience in Finance Services (Capital Markets, Wealth Management, Asset Management).
Deep understanding of Europe region regulations and standards.
Excellent auditing, monitoring or risk/data analytics skills.

Responsibilities

Assist in risk assessments to drive the Compliance Monitoring Plan for UK/Europe.
Contribute to timely reviews on adequacy of controls and processes across multiple business lines.
Log and track action plans to resolve issues identified during monitoring reviews.
Help enhance testing methodology and annual testing program.
Support responses to internal audits and external regulatory inquiries.
Participate in ad-hoc projects and stakeholder management.

Skills

Audits

Compliance

Critical Thinking

Data Gathering

Analysis

Decision Making

Detail-Oriented

Financial Regulation

Industry Knowledge

Risk Management

Strategic Thinking

Job description

Reporting to the Head of Compliance Testing, you will help deliver timely reviews, track action plans, and help enhance testing methodologies while coordinating with internal stakeholders and

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