Principal, Investment Compliance — Lead Risk & Ethics

AIA Malaysia; Kuala Lumpur; On-site; MYR 80,000 - 100,000; Full time

Job summary

A leading financial services company seeks a Compliance Officer in Kuala Lumpur. This role involves managing the compliance program, ensuring effective implementation of compliance policies, and communicating with senior management. Candidates should have a bachelor's degree and at least 10 years of experience in the financial industry. Strong leadership, analytical, and communication skills are essential. The position offers an opportunity to influence compliance culture and work in a dynamic environment.

Qualifications

• 10 years solid work experience in the financial industry handling compliance.
• In-depth understanding of the fund management business and regulatory development.
• Independent and able to work under pressure.

Responsibilities

• Implement the compliance program and ensure its effectiveness.
• Oversee compliance risk assessment programs.
• Develop compliance policies and procedures.

Skills

Good interpersonal and communication skills

Leadership and coaching skills

Analytical skills

Problem-solving skills

Integrity and accountability

Education

Bachelor’s degree in Accounting, Finance, Law or Business

Job description

A leading financial services company seeks a Compliance Officer in Kuala Lumpur. This role involves managing the compliance program, ensuring effective implementation of compliance policies, and communicating with senior management. Candidates should have a bachelor's degree and at least 10 years of experience in the financial industry. Strong leadership, analytical, and communication skills are essential. The position offers an opportunity to influence compliance culture and work in a dynamic environment.