Senior Compliance Executive — AML/CFT & Governance

M & A SECURITIES SDN BHD; Kuala Lumpur; On-site; MYR 90,000 - 150,000; Full time

Job summary

M & A Securities Sdn Bhd in Kuala Lumpur invites applications for an Assistant Manager / Senior Executive, Compliance. The role ensures regulatory compliance and supports development of compliance frameworks and policies.

The candidate should hold a degree or recognized professional qualification and have 3–5 years in compliance, risk management or related fields, preferably in capital markets or financial services.

Qualifications

• Degree or professional qualification recognised by Malaysia government.
• 3–5 years of experience in compliance, audit, risk management or operations.
• Experience in capital markets or financial services is preferred.
• Strong AML/CFT, anti-bribery, governance knowledge.
• Good communication and ability to work independently.

Responsibilities

• Ensure the Company's compliance with applicable regulatory requirements, internal policies and procedures.
• Support development, review and enhancement of compliance frameworks, policies and procedures.
• Perform trade surveillance and investigate suspicious or unusual trading activities.
• Review suspicious transactions and assist in STR reporting where required.
• Assist in handling regulatory inquiries, inspections and thematic reviews.
• Conduct compliance reviews, branch visits and internal assessments to identify risks and improvements.
• Prepare compliance reports and regulatory submissions for management and authorities.
• Provide compliance advisory support on AML/CFT, anti-bribery and governance matters.

Skills

Analytical skills

Organisational skills

Problem-solving

Attention to detail

Communication skills

Education

Degree or professional qualification recognised by government of Malaysia

Job description

M & A Securities Sdn Bhd in Kuala Lumpur invites applications for an Assistant Manager / Senior Executive, Compliance. The role ensures regulatory compliance and supports development of compliance frameworks and policies.

The candidate should hold a degree or recognized professional qualification and have 3–5 years in compliance, risk management or related fields, preferably in capital markets or financial services.