Impactful Compliance Monitoring Manager

Royal Bank of Canada; Putrajaya; Vor Ort; MYR 120.000 - 190.000; Vollzeit

Zusammenfassung

The Royal Bank of Canada in Malaysia seeks a Compliance Manager to support Monitoring under the Regulatory Compliance Management Framework. The role focuses on assessing controls, providing opinions on compliance effectiveness, and developing the monitoring plan to ensure regulatory alignment.

You will work with the Head of Monitoring and Compliance Oversight, embed a culture of compliance, and push data-driven testing and automation to strengthen risk mitigation across the bank.

Qualifikationen

• Solid experience in financial services Compliance monitoring, Testing, Internal Audit or at a regulator.
• Experience in Capital Markets, fund management and data analytics.
• Experience as Compliance Manager or related Risk & Compliance discipline.
• Deep knowledge of compliance monitoring methodologies and/or audit experience.
• Knowledge of FCA and local rules and regulations.
• Excellent communication, presentation and organizational skills.
• Excellent collaboration and team-building skills.

Aufgaben

• Assess the adequacy, adherence to, and effectiveness of day-to-day controls to manage regulatory compliance risk.
• Provide an opinion on the effectiveness of Regulatory Compliance Management controls.
• Support development and execution of the Compliance Monitoring Plan with improvements.
• Design and evaluate new and existing compliance monitoring tasks to meet regulations.
• Support Compliance team and promote a compliance awareness culture.
• Carry out 2LoD monitoring tasks and ad hoc projects.
• Escalate concerns and propose mitigation plans to senior management.
• Maintain regular communication with Head of Monitoring and Head Office stakeholders.
• Explore data-driven testing and deployment of AI/automation for monitoring.
• Produce high-quality management information and stay updated on regulatory changes.

Kenntnisse

Compliance monitoring

Testing

Internal Audit

Regulatory knowledge

Data analytics

Communication skills

Ausbildung

Bachelor’s degree or higher

Jobbeschreibung

The Royal Bank of Canada in Malaysia seeks a Compliance Manager to support Monitoring under the Regulatory Compliance Management Framework. The role focuses on assessing controls, providing opinions on compliance effectiveness, and developing the monitoring plan to ensure regulatory alignment.

You will work with the Head of Monitoring and Compliance Oversight, embed a culture of compliance, and push data-driven testing and automation to strengthen risk mitigation across the bank.