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EXECUTIVE / JUNIOR EXECUTIVE, COMPLIANCE, OPERATIONS & METHODS

RCE Capital Berhad

Kuala Lumpur

On-site

MYR 150,000 - 200,000

Full time

4 days ago
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Job summary

A financial services provider in Kuala Lumpur is looking for an Executive/Jr. Executive for Compliance Operations. The role involves assisting with policy updates, compliance checks, and collaboration across departments. Candidates should hold a degree in relevant fields and possess strong data, communication, and interpersonal skills. As part of a dynamic team, you will ensure completion of planned tasks and engage in sustainability reporting efforts. Successful candidates must be adaptable and self-motivated.

Qualifications

  • Possess a valid degree in a relevant field.
  • Strong command in English required for effective communication.
  • Demonstrated strong data analysis and reporting skills.

Responsibilities

  • Assist in updating and formulating company policies and procedures.
  • Conduct compliance checks and process improvement reviews.
  • Support various departments with required compliance information.

Skills

Good command of English (both oral and written)
Strong data skills
Good communication and interpersonal skills
Proficient in Microsoft Word, Excel and PowerPoint
Adaptable to change
Methodical and meticulous
Proactive and self-motivated
Team player with an inquisitive mind

Education

Degree in Banking/Finance/Economics/Business Administration/Legal or equivalent
Job description
EXECUTIVE / JUNIOR EXECUTIVE, COMPLIANCE, OPERATIONS & METHODS

Reporting to Compliance, Operations and Methods Department (“COM”) in the following areas:

  • Assist in timely update and formulation of Company’s Policies and Procedures (“P&P”);
  • Assist in carrying out compliance check/process improvement review;
  • Assist in liaison with all departments to obtain required information needed for P&P/compliance check/process improvement review;
  • Ensure timely completion of planned assignments and support ad-hoc projects as and when required;
  • Assist in collecting and data preparation for sustainability statement/reports/disclosures;
  • Assist in organising required training or workshops.

Requirements:

  • Possess a Degree in Banking/Finance/Economics/Business Administration/Legal or equivalent;
  • Good command of English (both oral and written);
  • Strong data skills from gathering, analysing and communicating observations;
  • Proficient in Microsoft Word, Excel and Power Point;
  • Good communication and interpersonal skills;
  • Adaptable to change, capable of multi-tasking, evaluating, prioritising and developing practical solutions within strict deadlines;
  • Methodical, meticulous and can be depended upon to manage all assignments conscientiously with minimum supervision;
  • Display exemplary conduct and possess high level of integrity, commitment and organisational skills;
  • Proactive, self-motivated, a team player and possess an inquisitive mind;
  • Applicant must be a Malaysian citizen & willing to work in KL (accessible via MRT, LRT & Monorail).

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