Compliance & Risk Executive

Rockwills Corporation Sdn Bhd; Petaling Jaya; On-site; MYR 60,000 - 90,000; Full time

Job summary

Rockwills International Group is seeking a Compliance and Risk professional to monitor regulatory requirements, review policies, and conduct onboarding reviews. You will perform AML/CFT/CPF monitoring and help maintain the Risk Management Framework.

The role involves risk assessments, control testing and preparing management reports, with opportunities to contribute to audits and process improvements in a dynamic environment.

Qualifications

• Candidate must possess a Degree or its equivalent in Audit, Risk Management, Compliance, Legal, Accounting, Finance, or related field.
• Relevant experience in Risk, Compliance, AML/CFT/CPF, Audit, ISO or Quality Management is advantageous.
• Able to work with minimal supervision and maintain an enthusiastic, organized approach.
• Good analytical, communication and interpersonal skills.
• Strong attention to detail, efficiency, planning and problem-solving are compulsory.
• Ability to understand broader business issues and manage pressure and priorities.
• Self-motivated with integrity and professional ethics; strong teamwork.

Responsibilities

• Monitor regulatory requirements and compliance matters.
• Review and update Group Policies and Compliance Procedures.
• Conduct compliance reviews on CDD/EDD during onboarding.
• Conduct compliance checks and transaction monitoring per processes.
• Monitor AML/CFT/CPF and other compliance matters.
• Identify and follow up on compliance gaps, breaches and corrective actions.
• Prepare compliance reports and management updates.
• Support compliance projects, training and regulatory requirements.
• Assist in maintaining the Group Risk Management Framework and Methodologies.
• Conduct risk assessments, reviews and control testing.
• Identify and monitor key risks and control weaknesses.
• Follow up on risk mitigation, countermeasures and corrective actions.
• Promote risk awareness and effective internal controls.
• Prepare risk reports and management updates.
• Support audit, ISO and process improvement activities.

Skills

Analytical skills

Communication skills

Interpersonal skills

Attention to detail

Organizational skills

Planning skills

Problem-solving

Team player

Integrity & ethics

Education

Degree (Audit, Risk Management, Compliance, Legal, Accounting, Finance, or related field)

Job description

Rockwills International Group is seeking a Compliance and Risk professional to monitor regulatory requirements, review policies, and conduct onboarding reviews. You will perform AML/CFT/CPF monitoring and help maintain the Risk Management Framework.

The role involves risk assessments, control testing and preparing management reports, with opportunities to contribute to audits and process improvements in a dynamic environment.