Executive ( Group Risk & Compliance)

Rockwills Corporation Sdn Bhd; Petaling Jaya; On-site; MYR 60,000 - 90,000; Full time

Job summary

Rockwills International Group is seeking a Compliance and Risk professional to monitor regulatory requirements, review policies, and conduct onboarding reviews. You will perform AML/CFT/CPF monitoring and help maintain the Risk Management Framework.

The role involves risk assessments, control testing and preparing management reports, with opportunities to contribute to audits and process improvements in a dynamic environment.

Qualifications

• Candidate must possess a Degree or its equivalent in Audit, Risk Management, Compliance, Legal, Accounting, Finance, or related field.
• Relevant experience in Risk, Compliance, AML/CFT/CPF, Audit, ISO or Quality Management is advantageous.
• Able to work with minimal supervision and maintain an enthusiastic, organized approach.
• Good analytical, communication and interpersonal skills.
• Strong attention to detail, efficiency, planning and problem-solving are compulsory.
• Ability to understand broader business issues and manage pressure and priorities.
• Self-motivated with integrity and professional ethics; strong teamwork.

Responsibilities

• Monitor regulatory requirements and compliance matters.
• Review and update Group Policies and Compliance Procedures.
• Conduct compliance reviews on CDD/EDD during onboarding.
• Conduct compliance checks and transaction monitoring per processes.
• Monitor AML/CFT/CPF and other compliance matters.
• Identify and follow up on compliance gaps, breaches and corrective actions.
• Prepare compliance reports and management updates.
• Support compliance projects, training and regulatory requirements.
• Assist in maintaining the Group Risk Management Framework and Methodologies.
• Conduct risk assessments, reviews and control testing.
• Identify and monitor key risks and control weaknesses.
• Follow up on risk mitigation, countermeasures and corrective actions.
• Promote risk awareness and effective internal controls.
• Prepare risk reports and management updates.
• Support audit, ISO and process improvement activities.

Skills

Analytical skills

Communication skills

Interpersonal skills

Attention to detail

Organizational skills

Planning skills

Problem-solving

Team player

Integrity & ethics

Education

Degree (Audit, Risk Management, Compliance, Legal, Accounting, Finance, or related field)

Job description

Monitor regulatory requirements and compliance matters.

Review and update Group Policies and Compliance Procedures.

Conduct compliance reviews on CDD/EDD during the onboarding process.

Conduct compliance checks and transaction monitoring in accordance with relevant processes and applicable requirements.

Monitor AML/CFT/CPF and other compliance matters.

Identify and follow up on compliance gaps, breaches and corrective actions.

Prepare compliance reports and management updates.

Support compliance projects, training and regulatory requirements.

Assist in maintaining the Group Risk Management Framework and Methodologies.

Conduct risk assessments, reviews and control testing.

Identify and monitor key risks and control weaknesses.

Follow up on risk mitigation, countermeasures and corrective actions.

Promote risk awareness and effective internal controls.

Prepare risk reports and management updates.

Support audit, ISO and process improvement activities.

Requirements

Candidate must possess a Degree or its equivalent in the field of Audit, Risk Management, Compliance, Legal, Accounting, Finance, or other related field .

Relevant experience in Risk, Compliance, AML/CFT/CPF, Audit, ISO or Quality Management will be an advantage.

Candidate must be able to work with minimum supervision, enthusiastic personality, good organizational skills.

Good analytical, communication and interpersonal skills.

Strong attention to details, efficiency, organize, planning and problem skills are compulsory for this position.

Ability to understand broader business issues.

Ability to manage pressure and conflicting demands and priorities tasks and workload.

Self-motivated with an appetite to learn, Integrity and professional ethics as well as excellent team player.

Basic knowledge of anti-money laundering laws are an advantage.

The Rockwills International Group provides solutions and support services in the areas of trusts and succession, management and distribution of wealth.

Rockwills started in year 1995 and is the pioneer in the region to provide retail professional Will-writing and Will custody services. Its shareholders' funds today exceed RM50 million.

Rockwills is licensed to carry on corporate and retail trust services that include acting as corporate trustee, escrow agent, trustee of family trusts and executor and administrator of estates. Other services include the provision of comprehensive estate planning advice, setting up offshore structures through an international network and family office services.

It is by far the largest professional estate planning company in the region, having written more than 250,000 Wills and holding over RM25 billion worth of assets under trust. To date, the Group has trained more than 10,000 Rockwills estate planners, financial planners, financial intermediaries and agents. The products of the Group are introduced through a network of more than 5,000 Rockwills Estate Planners throughout Malaysia with a total indemnity cover of RM100 million.

The Rockwills International Group provides solutions and support services in the areas of trusts and succession, management and distribution of wealth.

Rockwills started in year 1995 and is the pioneer in the region to provide retail professional Will-writing and Will custody services. Its shareholders' funds today exceed RM50 million.

Rockwills is licensed to carry on corporate and retail trust services that include acting as corporate trustee, escrow agent, trustee of family trusts and executor and administrator of estates. Other services include the provision of comprehensive estate planning advice, setting up offshore structures through an international network and family office services.

It is by far the largest professional estate planning company in the region, having written more than 250,000 Wills and holding over RM25 billion worth of assets under trust. To date, the Group has trained more than 10,000 Rockwills estate planners, financial planners, financial intermediaries and agents. The products of the Group are introduced through a network of more than 5,000 Rockwills Estate Planners throughout Malaysia with a total indemnity cover of RM100 million.