Compliance Management Executive (715147)

PERSOL Malaysia

Kuala Lumpur

On-site

MYR 78,000 - 123,000

Full time

3 days ago
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Benefits offered by this job

Mentorship from senior compliance_prof
Hands-on MAS compliance training
On-site in Kuala Lumpur office
Exposure to private equity and digital

Job summary

PERSOL Malaysia is seeking a Compliance Management Executive in Kuala Lumpur to support governance for Malaysian and Singapore entities. You will leverage your company secretarial background while receiving on‑the‑job training to handle MAS‑licensed firm compliance and exposure to deals and funds.

You will work across board meetings, MAS regulatory returns, AML/CFT controls, governance of funds and SPVs, and be mentored by senior compliance professionals.

Qualifications

  • 4–6 years' experience in a company secretarial role, at a corporate secretarial firm or in house.
  • Degree or professional qualification in law, corporate administration, accounting or finance.
  • A genuine interest in investments, private markets or financial services is a strong advantage.
  • Strong attention to detail and the ability to handle confidential matters.
  • Ability to manage deadlines across two jurisdictions.

Responsibilities

  • Board meeting support: prepare agendas, papers and draft resolutions; track decisions and action items.
  • Regulatory compliance (MAS, under supervision): prepare MAS regulatory returns, surveys and notifications; support AML/CFT controls; maintain compliance registers; track MAS notices and update policies and SOPs.
  • Investments and fund governance: review private equity and venture capital transactions for compliance; coordinate with administrators, trustees, auditors and legal counsel; prepare compliance reports.
  • Training and career path: on-the-job MAS compliance training; pathway toward MAS compliance officer role.

Skills

Company secretarial
Regulatory compliance
Attention to detail
English proficiency

Education

Degree or professional qualification in law, corporate administration, accounting or finance

Job description

Compliance Management Executive (715147)

Compliance Management Executive

The role

You will support compliance and governance for both Malaysian and Singapore entities, working alongside a team that invests in private equity, venture capital and digital assets. Your company secretarial background is the starting point. We will train you on the job to support compliance for a MAS-licensed firm, with hands‑on exposure to how deals and funds actually run.

What you will do
Board meeting support
  • Prepare Board meeting agendas, papers and draft resolutions, working with our company secretary.
  • Track Board decisions and follow up on action items after each meeting.
Regulatory compliance (MAS, under supervision)
  • Prepare MAS regulatory returns, surveys and notifications, and track the regulatory calendar.
  • Support AML/CFT controls: client due diligence, periodic KYC reviews, name screening and record‑keeping.
  • Maintain compliance registers: representatives, breaches and incidents, conflicts of interest, gifts, personal trading and outsourcing.
  • Track new MAS notices, guidelines and circulars, and help update policies and SOPs.
  • Support compliance monitoring, internal and external audits, and regulatory inspections.
Investments and fund governance
  • Review private equity and venture capital transactions from a compliance angle: investor onboarding, subscription documents, conflicts and approvals.
  • Support governance for the group's funds and special‑purpose vehicles, coordinating with administrators, trustees, auditors and legal counsel.
  • Prepare compliance reports for the Compliance Directors and the Board.
Training and career path
  • Hands‑on training in MAS compliance from our Compliance Directors and Consultants, learning on live work rather than in a classroom.
  • A path toward a MAS compliance officer role as your skills and experience grow.
Who we are looking for
  • 4–6 years' experience in a company secretarial role, at a corporate secretarial firm or in house. Exposure to financial services, funds or regulated entities is a plus.
  • Degree or professional qualification in law, corporate administration, accounting or finance.
  • A genuine interest in investments, private markets or financial services is a strong advantage.
  • Strong attention to detail, sound judgment on confidential matters, and the ability to manage many deadlines across two jurisdictions.
  • Excellent written and spoken English. Bahasa Malaysia and other languages are additional advantage
What we offer
  • A move from company secretarial work into investment‑firm compliance, with hands‑on exposure to private equity, venture capital, structured products and digital assets.
  • A seat close to real deals: see how a MAS‑licensed platform sources, approves, onboards and governs its investments.
  • Mentorship from senior compliance professionals and direct access to leadership.
  • The role is fully on‑site in Kuala Lumpur office.
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