Capital Market - Regulatory Reporting

Tata Consultancy Services; Kuala Lumpur; On-site; MYR 70,000 - 110,000; Full time

Job summary

Tata Consultancy Services APAC is seeking a Capital Market - Regulatory Reporting professional in Malaysia. You will handle regulatory reporting responsibilities across multiple jurisdictions, perform trade reconciliations, and monitor feed exceptions to ensure timely, accurate submissions.

Collaborate with stakeholders and technology teams, maintain MI reports, and adhere to regulator guidelines. Experience with DTCC/UnaVista/MDP and Jira is advantageous.

Qualifications

• Experience with regulatory reporting for multiple jurisdictions.
• Familiarity with CFTC/SEC reporting and global frameworks.
• Knowledge of MiFID II, EMIR, SFTR and regulator guidelines.

Responsibilities

• All aspects of tasks related to prevention, detection, assurance of Regulatory reporting function.
• Perform reported trades reconciliation in a timely and accurate.
• Monitor recon feed exceptions and escalating any anomalies to management and technology team to ensure daily timeliness is not compromised.
• Analyse, investigate and identify recon exceptions root cause and work together with stakeholders, other departments and technology to remediate any exceptions within the outlined timeframe.
• Assign ADOs to each trades having recon exceptions
• Ensure all MIs are prepared in accordance with guidelines issued by regulators/bank in a timely and accurate manner.
• Timely responses to external & internal queries.
• Ensure adherence to Process Documents including regular up-dation and execution of the same.
• Ensure robust control framework is enriched and followed by RegOps team.
• Deliver assigned tasks in a complete, accurate and timely manner
• Extract reports from the trade repository (DTCC/Unavista/MDP) for BAU consumption.
• Actively participate in group Projects/changes
• DTCC / UnaVista
• Market Data Platforms (MDP)
• ADO / Jira (issue tracking tools)

Job description

Join Tata Consultancy Services, Asia Pacific and be part of an organization committed to sustainable development for our future. TCS follows the Tata group philosophy of building sustainable businesses that are rooted in the community and demonstrate care for the environment. Our unique values position us to combine a purpose-driven worldview with digital innovation, collaborating with customers, communities and governments to lead and shape innovative solutions for a sustainable future. TCS has been carbon neutral in its operations across 11 countries, 12 delivery centres and 18 offices in Asia Pacific since 2022. This is only the initial stage in TCS’ journey as we strive to achieve long-term net zero emissions by 2030.

Corporate sustainability is embedded in our triple-bottom-line, focusing on people, the planet, and our purpose. Our offices are designed with eco-friendly features that significantly reduce our carbon footprint and enhance energy efficiency. We actively champion green initiatives, such as promoting paperless operations, implementing energy-efficient practices, and fostering employee engagement in sustainability efforts. When you become part of the TCS family, you will play an essential role dedicated to innovation, excellence, and crafting a brighter, greener future together. Join us and be a part of our mission to drive sustainability through technology and talent at Tata Consultancy Services, APAC today.

Role: Capital Market - Regulatory Reporting.

Location: Malaysia.

Job Summary:

• Regulatory Operations Department is responsible for regulatory reporting to multiple jurisdictions i.e. CFTC, SEC, ESMA, FCA, MiFID, SFTR, HKMA, ASICS and MAS. Your primary responsibility will be:
• Perform reported trades reconciliation in a timely and accurate.
• Monitor recon feed exceptions and escalating any anomalies and spikes to management and technology team to ensure daily timeliness is not compromised.
• Analyses, investigate and identify recon exceptions root cause and work together with stakeholders, other departments and technology to remediate any exceptions within the outlined timeframe.
• Ensure all reports are prepared in accordance with guidelines issued by regulators/bank in a timely and accurate manner.
• Produce relevant management information reports for management review

Responsibilities:

• All aspects of tasks related to prevention, detection, assurance of Regulatory reporting function.
• Perform reported trades reconciliation in a timely and accurate.
• Monitor recon feed exceptions and escalating any anomalies to management and technology team to ensure daily timeliness is not compromised.
• Analyse, investigate and identify recon exceptions root cause and work together with stakeholders, other departments and technology to remediate any exceptions within the outlined timeframe.
• Assign ADOs to each trades having recon exceptions
• Ensure all MIs are prepared in accordance with guidelines issued by regulators/bank in a timely and accurate manner.
• Timely responses to external & internal queries.
• Ensure adherence to Process Documents including regular up-dation and execution of the same.
• Ensure robust control framework is enriched and followed by RegOps team.
• Deliver assigned tasks in a complete, accurate and timely manner
• Extract reports from the trade repository (DTCC/Unavista/MDP) for BAU consumption.
• Actively participate in group Projects/changes
• DTCC / UnaVista
• Market Data Platforms (MDP)
• ADO / Jira (issue tracking tools)

Regulatory Knowledge:

• CFTC / SEC (US)
• MiFID II / EMIR / SFTR (Europe)
• FCA / MAS / ASIC (global regulators)