Senior Specialist, Regulatory Reporting

RHB Bank Berhad; Kuala Lumpur; On-site; MYR 90,000 - 130,000; Full time

Job summary

RHB Bank Berhad is seeking a Compliance Reporting professional in Kuala Lumpur to design and refine reports for Board and Senior Management. The role involves coordinating periodic regulatory and internal compliance disclosures, and managing responses to regulator inquiries.

You will review consolidated reports from multiple business groups and monitor non-compliance incidents, ensuring timely, accurate communications with the Board and regulators.

Responsibilities

• Design and continuously improve compliance reports for the Board and Senior Management.
• Prepare and coordinate periodical reports for the Board and Senior Management.
• Coordinate and analyze consolidated compliance reports from multiple SBGs/SFGs.
• Manage non-compliance incidents and regulator letters for future reviews and actions.
• Attend queries and respond to regulator requests with timely, accurate information.
• Coordinate governance activities and ad-hoc regulatory submissions.

Job description

Compliance reporting

• - Design and continuously improve the reports to Board and Senior Management.
• - Prepare and coordinate periodical reports to Board and Senior Management.
• - Coordinate, review and analyse consolidated compliance reports from various SBG/SFGs
• - Managing list of non-compliance incidents and letters received from Regulators for future
• reviews/analysis to Boards and Senior Management

Regulatory reporting/attestation

• - Reporting of regulatory non-compliance incident e.g. breach of secrecy incident to BNM
• - Submission of periodic report request from regulator e.g. bi-weekly submission of risk
• potential measures due to data breach to BNM, quarterly ATM, CDM, CRM, Branches and
• Staff BNM survey, quarterly confirmation on Prohibition for Participating and Facilitating
• Trading of Ringgit Overseas etc. and other adhoc BNM reporting
• - Review of SREF resubmission for GCCO attestation to BNM
• - Perform queries and assess action plan on non-compliance items
• Establish and monitor a regulatory submission register for compliance

BNM/Regulators queries/request

• - Attending queries/request by BNM/regulators i.e. consolidating reply by stakeholders,
• reviewing/sanity check on the replies and ensuring requests are attended on timely manner

Administrative Function

• - Administrator for Trade Surveillance team's ID, relief administrator for GRC Shared Folder,
• Coordinator for GRC call tree/BIA/BCM/FM & OM/adhoc exercise, KRI monthly reporter, due
• diligence confirmation request, contact point for NC incidents & letter from etc.
• Other tasks as requested by Head, GCR