Capital Markets Regulatory Reporting Expert

Tata Consultancy Services; Kuala Lumpur; On-site; MYR 70,000 - 110,000; Full time

Job summary

Tata Consultancy Services APAC is seeking a Capital Market - Regulatory Reporting professional in Malaysia. You will handle regulatory reporting responsibilities across multiple jurisdictions, perform trade reconciliations, and monitor feed exceptions to ensure timely, accurate submissions.

Collaborate with stakeholders and technology teams, maintain MI reports, and adhere to regulator guidelines. Experience with DTCC/UnaVista/MDP and Jira is advantageous.

Qualifications

• Experience with regulatory reporting for multiple jurisdictions.
• Familiarity with CFTC/SEC reporting and global frameworks.
• Knowledge of MiFID II, EMIR, SFTR and regulator guidelines.

Responsibilities

• All aspects of tasks related to prevention, detection, assurance of Regulatory reporting function.
• Perform reported trades reconciliation in a timely and accurate.
• Monitor recon feed exceptions and escalating any anomalies to management and technology team to ensure daily timeliness is not compromised.
• Analyse, investigate and identify recon exceptions root cause and work together with stakeholders, other departments and technology to remediate any exceptions within the outlined timeframe.
• Assign ADOs to each trades having recon exceptions
• Ensure all MIs are prepared in accordance with guidelines issued by regulators/bank in a timely and accurate manner.
• Timely responses to external & internal queries.
• Ensure adherence to Process Documents including regular up-dation and execution of the same.
• Ensure robust control framework is enriched and followed by RegOps team.
• Deliver assigned tasks in a complete, accurate and timely manner
• Extract reports from the trade repository (DTCC/Unavista/MDP) for BAU consumption.
• Actively participate in group Projects/changes
• DTCC / UnaVista
• Market Data Platforms (MDP)
• ADO / Jira (issue tracking tools)

Job description

Tata Consultancy Services APAC is seeking a Capital Market - Regulatory Reporting professional in Malaysia. You will handle regulatory reporting responsibilities across multiple jurisdictions, perform trade reconciliations, and monitor feed exceptions to ensure timely, accurate submissions.

Collaborate with stakeholders and technology teams, maintain MI reports, and adhere to regulator guidelines. Experience with DTCC/UnaVista/MDP and Jira is advantageous.