Mid-Level Compliance Officer — Financial Markets

Monte Titoli S.p.A.; Milano; On-site; EUR 36,000 - 44,000; Full time

Job summary

Monte Titoli S.p.A. in Milan seeks a middle-level Compliance Officer to support the local CSDs Compliance and report to the Head of CSDs Compliance and CCO. The role includes risk assessments, policy updates, and compliance reporting.

You will liaise with business units, ensure alignment with group requirements, and develop training materials to promote a strong compliance culture. English proficiency is required.

Qualifications

• University degree in law, finance, business administration or a related field.
• At least five/six years of experience in compliance, risk management or similar.
• Knowledge of applicable financial industry regulations and directives.

Responsibilities

• Support and collaborate with the local Chief Compliance Officer in main activities.
• Monitor legislation, regulations and directives (CSDR, GDPR, AML) applicable to the Company.
• Conduct compliance risk assessments and gap analyses to mitigate risks.
• Prepare and update internal governing documents, policies and procedures.
• Execute internal controls and thematic reviews.
• Prepare regulatory and management reports for senior management.
• Advise business units on Euronext Securities activities and maintain dialogue on compliance topics.
• Coordinate with other compliance teams to ensure a harmonised approach.
• Develop training materials and conduct training to promote compliance awareness.
• Contribute to the annual compliance plan and follow up on activities.

Skills

Communications

Organisational skills

Integrity

Analytical thinking

Education

University degree in law, finance, business administration or related field

Job description

Monte Titoli S.p.A. in Milan seeks a middle-level Compliance Officer to support the local CSDs Compliance and report to the Head of CSDs Compliance and CCO. The role includes risk assessments, policy updates, and compliance reporting.

You will liaise with business units, ensure alignment with group requirements, and develop training materials to promote a strong compliance culture. English proficiency is required.