Vice President - Operations & Compliance (PMS)

Intellectual Capital HR Consulting Pvt. Ltd.; New Delhi; On-site; INR 1,500,000 - 2,500,000; Full time

Job summary

Intellectual Capital HR Consulting Pvt. Ltd. in India is seeking an operations leader for a SEBI-registered PMS provider to oversee compliance, fund operations and client account audits.

You will drive efficient processes, coordinate with brokers, custodians and banks, and ensure adherence to SEBI PMS regulations. The role emphasizes developing robust operational strategies, supervising settlements and reconciliations, and mentoring a team of operations professionals to ensure smooth PMS

Qualifications

• Operational processes specific to PMS, AIF or Mutual Funds.
• Knowledge of relevant laws, regulations and compliance standards.
• Familiarity with financial software and systems.

Responsibilities

• Develop and implement operational strategies to optimise efficiency and effectiveness
• Supervise trade execution and end-of-day bifurcations, allocations and settlements
• Manage fund operations including fund accounting, settlements and reconciliations
• Manage liaison with brokers, custodians and banks for PMS operations
• Ensure compliance with all regulatory rules, regulations and standards
• Manage the audit of client accounts and internal audit per SEBI PMS Regulations
• Monitor and manage operational risk; lead and mentor a team of operations professionals

Skills

PMS operations

Regulatory compliance

Financial software

Job description

A SEBI-registered Portfolio Management Service provider is hiring an operations leader responsible for all operational aspects including compliance, fund operations, client account audits and SEBI internal audits.

• Key responsibilities: Develop and implement operational strategies to optimise efficiency and effectiveness
• Supervise trade execution and end-of-day bifurcations, allocations and settlements
• Manage fund operations including fund accounting, settlements and reconciliations
• Manage liaison with brokers, custodians and banks for PMS operations
• Ensure compliance with all regulatory rules, regulations and standards
• Manage the audit of client accounts and internal audit per SEBI PMS Regulations
• Monitor and manage operational risk; lead and mentor a team of operations professionals

Preferred skills: operational processes specific to PMS, AIF or Mutual Funds; knowledge of relevant laws, regulations and compliance standards; familiarity with financial software and systems.