Vice President - Operations & Compliance (PMS)

Intellectual Capital HR Consulting Pvt. Ltd.; Gurugram District; On-site; INR 800,000 - 1,200,000; Full time

Job summary

Intellectual Capital HR Consulting Pvt. Ltd. in Gurugram seeks an operations leader to oversee all operational aspects of a SEBI-registered PMS provider.

The role emphasizes compliance, fund operations, client account audits and SEBI internal audits, with responsibility for risk management and process improvement. You will drive efficiency gains across trade settlement and reconciliation workflows, while guiding a growing team.

Responsibilities

• Develop and implement operational strategies to optimise efficiency and effectiveness
• Supervise trade execution and end-of-day bifurcations, allocations and settlements
• Manage fund operations including fund accounting, settlements and reconciliations
• Manage liaison with brokers, custodians and banks for PMS operations
• Ensure compliance with all regulatory rules, regulations and standards
• Manage the audit of client accounts and internal audit per SEBI PMS Regulations
• Monitor and manage operational risk; lead and mentor a team of operations professionals

Skills

PMS operations

Regulatory compliance

Financial software

Job description

A SEBI-registered Portfolio Management Service provider is hiring an operations leader responsible for all operational aspects including compliance, fund operations, client account audits and SEBI internal audits.

Key responsibilities

• Develop and implement operational strategies to optimise efficiency and effectiveness
• Supervise trade execution and end-of-day bifurcations, allocations and settlements
• Manage fund operations including fund accounting, settlements and reconciliations
• Manage liaison with brokers, custodians and banks for PMS operations
• Ensure compliance with all regulatory rules, regulations and standards
• Manage the audit of client accounts and internal audit per SEBI PMS Regulations
• Monitor and manage operational risk; lead and mentor a team of operations professionals

Preferred skills

operational processes specific to PMS, AIF or Mutual Funds; knowledge of relevant laws, regulations and compliance standards; familiarity with financial software and systems.