Transaction Processing Officer - Capital Market(US Banking)

Mphasis; Pune District; On-site; INR 550,000 - 900,000; Full time

Job summary

Mphasis in Pune is seeking a Transaction Processing professional with 1-5 years of experience in Banking, Financial Services or Capital Markets. The role focuses on processing and reviewing financial transactions with high accuracy, quality, and turnaround time.

You will handle investment banking transactions, advisor service benefits, and profile maintenance, participate in calls and training, and adhere to SOPs and compliance.

Qualifications

• 1-5 years of experience in Banking Operations, Capital Markets or Financial Services.
• Knowledge of US Capital Markets / US Stock Market is preferred.
• Strong Excel, PowerPoint and Office skills; ability to draft emails clearly.

Responsibilities

• Process and validate Investment Banking and Capital Markets transactions.
• Perform day-to-day transaction processing activities related to Capital Markets.
• Process Advisor Service Benefits and Redemption of Security Benefits.
• Create, maintain, and update Advisor profiles.
• Manage and provide required system/application access.
• Review performance reconciliation reports and investigate discrepancies.
• Perform transaction validation, reconciliation, investigation, and exception handling.
• Maintain 100% accuracy in processing due to potential financial impact.
• Participate in client calls, training sessions, and stakeholder discussions.
• Follow SOPs, quality standards, compliance requirements and company policies.

Skills

Investment Banking

Capital Markets

Equities

Mutual Funds

Fixed Income

MS Excel

MS PowerPoint

MS Office

Excel Macros

Communication

Stakeholder mgmt

Education

12+3 years of education

B.Com

BBA

BBM

MBA

Stock Market / Capital Markets cert

Job description

We are looking for a Transaction Processing professional with 1-5 years of experience in the Banking, Financial Services, or Capital Markets domain. Candidates with knowledge of the US Stock Market and financial instruments will be preferred. The role involves processing and reviewing financial transactions and advisor-related activities while maintaining high standards of accuracy, quality, and turnaround time.

Key Responsibilities:

• Process and validate Investment Banking and Capital Markets transactions.
• Perform day-to-day transaction processing activities related to Capital Markets.
• Process Advisor Service Benefits and Redemption of Security Benefits.
• Create, maintain, and update Advisor profiles.
• Manage and provide required system/application access.
• Review performance reconciliation reports and investigate discrepancies.
• Perform transaction validation, reconciliation, investigation, and exception handling.
• Maintain 100% accuracy in processing, as errors may have financial impact on clients and their customers.
• Participate in client calls, training sessions, and stakeholder discussions as required.
• Follow defined SOPs, quality standards, compliance requirements, and company policies.

Required Skills:

• Good understanding of Investment Banking and Capital Markets.
• Knowledge of Equities, Mutual Funds, and Fixed Income Securities.
• Strong analytical and investigation skills.
• Good understanding of transaction processing and reconciliation.
• Excellent MS Excel, MS PowerPoint, and MS Office skills.
• Knowledge of Excel Macros is preferred.
• Good email drafting and written communication skills.
• Excellent verbal and written communication skills.
• Strong customer and stakeholder management skills.

Educational Qualification:

• 12+3 years of education is mandatory.
• Preferred qualifications: B.Com, BBA, BBM, MBA.
• Additional certification in Stock Market / Capital Markets will be an advantage.

Experience:

• 1 to 5 years of relevant experience in Banking Operations, Capital Markets, Transaction Processing, Financial Services
• Candidates with experience in the US Capital Markets / US Stock Market will be preferred.

Location: Pune
Employment Type: Full-Time
Shift: US Shift (India Late Evening / Night Shift)