Senior Associate - Fund Operations-Mumbai
We looking for a detail-oriented Senior Associate – Fund Operations to manage client onboarding, reconciliation, custody operations, fund accounting and reporting functions for our Portfolio Management Services.
Key Responsibilities
- Manage end-to-end account opening for PMS Investors (Individual, HUF, Corporate, NRI, Trust)
- Coordinate with Investors, RMs, and distributors for KYC/CML documentation
- Review forms for accuracy and regulatory compliance
- Liaise with custodians for account setup and strategy allocation
- Maintain onboarding trackers and share timely updates.
Custody & Reconciliation
- Monitor daily custodian feeds for trades and holdings
- Perform daily reconciliation of securities, funds, and corporate actions
- Resolve breaks/discrepancies with custodians and elevate as needed
- Ensure smooth trade settlements and fund flows.
Fund Accounting
- Independently validate NAV, MTM valuations, expense accruals & corporate action treatment
- Perform daily reconciliation between broker trades, custodian positions, cash & collateral balances — with sign‑offs on accuracy of fund books.
- Review expense debits (AMC, brokerage, statutory charges) and ensure correct treatment across portfolios
- Proactively identify breaks / mismatches and drive timely escalation, root‑cause and closure with Custodian.
Operations & Reporting
- Process client transactions (top‑up, withdrawal, strategy switch)
- Assist in preparing client reports, MIS, and regulatory submissions
- Work with compliance to ensure SEBI guidelines are followed
- Maintain SOPs and support process improvements.
Requirements
- Education: Graduate or Postgraduate in Finance, Commerce, or related field
- Experience: 3 – 6 years in PMS, AIFS, Mutual Funds, Custodian, or Broking back‑office operations
- Strong understanding of account types: Individual, NRI, HUF, Trust, Corporate
- Proficiency in MS Excel; knowledge of portfolio/reporting software is a plus
- Strong communication skills, attention to detail, ability to multitask
- Lead and manage the team.
Benefits
Professional Growth: Opportunity to work closely with senior leadership and gain exposure to high‑calibre investors, family offices, and institutional clients.
Learning & Development: Access to continuous training across communication, financial markets, and investment products to accelerate career progression.
Fast‑Growing Organization: Be part of a high‑growth investment management firm where performance is recognized and rewarded.
Collaborative Culture: Work with a driven, intellectually curious team in an environment that values ownership, meritocracy, and excellence.
Prime Office Location: Conveniently located in Lower Parel with excellent connectivity and a modern, well‑maintained workspace.
Position Details
- Seniority level: Mid‑Senior level
- Employment type: Full‑time
- Job function: Management and Manufacturing
- Industries: Outsourcing and Offshoring Consulting