Regulatory Reporting Associate

HypTechie; Bengaluru; On-site; INR 800,000 - 1,200,000; Full time

Job summary

HypTechie in Bengaluru, Karnataka, India, is seeking a Regulatory Reporting Associate within the AM Operations team. You will prepare daily, monthly, and quarterly summary reports for regulators and stakeholders, building solid working relationships across the firm and providing team-level project management support.

The role requires deep understanding of financial products and regulatory frameworks, with an emphasis on accurate data and effective communication.

Qualifications

• Strong understanding of regulatory reporting requirements and processes.
• Experience with financial products (FI, currencies, swaps, equities) is a plus.
• Excellent written and verbal communication, ability to provide concise team updates.

Responsibilities

• Prepare daily, monthly, and quarterly regulatory reports for key regulators and stakeholders.
• Supervise daily team activities, ensuring coverage and escalation where needed.
• Enhance processes, procedures, and checklists to keep reporting current and accurate.
• Develop relationships with front office, technology, legal, compliance, and ops teams.
• Provide team-level project management leadership for initiatives in AM Ops.

Skills

Regulatory reporting

Financial products

Communication

Excel

Python

Tools

Tableau

Alteryx

PowerPoint

Job description

Step into a pivotal role as a Regulatory Reporting Associate within our AM Operations team, where you will be at the heart of preparing daily, monthly, and quarterly summary reports for key regulators, exchanges, and stakeholders. This position offers you the opportunity to build solid working relationships across various areas of the firm, providing team-level project management support and participating in strategic initiatives that drive our success.

• Locations: Bengaluru, Karnataka, India
• Job Schedule: Full time
• Job Category: Data Doc & Trans Processing
• Business Unit: Asset & Wealth Management

Job Responsibilities:

• Prepare daily, monthly, and quarterly summary reports for key Americas/EMEA/Asia regulators, exchanges, and other stakeholders (internal/external).
• Supervise the daily work in the team, ensuring the functions have proper coverage, and elevate any concerns to management.
• Champion an effective escalation process and practice within the team, including thorough analysis of issues, preparation of incident reports, and recommendation of corrective and preventive actions.
• Review and enhance processes, procedures, checklists, and reports to ensure they are current and accurate.
• Develop solid working relationships with many other areas of the firm, including front office, technology, legal, compliance, and ops teams.
• Provide team-level project management leadership/support to all initiatives.
• Work to help centralize relevant regulatory reporting activities across operations, demonstrating a willingness to learn and perform tasks.
• Manage training and handover of production responsibilities, including BCP arrangements and oversight control.
• Participate in other initiatives from the AM Ops perspective to achieve overall AM Ops strategic goals.

Required qualifications, skills and capabilities:

• Strong understanding of financial products (FI, currency, SWAPs, and/or Equities products)
• Good understanding of regulatory framework and practice, regulators, SROs and financial products
• A detailed orientation with an ability to connect with the regulatory risk concerns of the AM Ops
• Ability to work quickly and accurately in fast pace environment
• Excellent verbal and written communication skills, with the ability to provide concise team communication and management updates
• Excellent computer skills – Advanced Excel, Access, PowerPoint, Word etc.
• Knowledge of Python, Alteryx, Tableau, etc.