Regulatory Auditor

Keka Technologies; Mumbai; On-site; INR 1,200,000 - 2,400,000; Full time

Job summary

Keka Technologies in Mumbai is seeking a high-caliber Regulatory Auditor with deep knowledge of RBI, SEBI, IRDAI, UIDAI and related Indian regulatory requirements to perform regulatory compliance audits for financial sector clients.

The role emphasizes interpreting circulars into testable controls, conducting end-to-end audits, and producing clear, management-ready observations while coordinating with CXOs, compliance teams, IT staff, and regulators.

Qualifications

• Experience in regulatory / IS audits and IT governance assessments.
• Ability to interpret circulars and derive obligations.
• Strong documentation and analytical skills.
• Experience engaging with CXOs and regulators.

Responsibilities

• Interpret circulars, master directions, and advisories into control frameworks and audit checkpoints.
• Execute end-to-end regulatory audits: scoping, risk assessment, fieldwork, evidence validation, reporting, closure tracking.
• Conduct gap assessments against RBI, SEBI, IRDAI, UIDAI, and other applicable regulatory requirements.
• Validate control effectiveness through structured evidence review.
• Draft high-quality audit reports and management-ready observations.
• Support client responses to regulatory queries and supervisory inspections.
• Engage confidently with CXOs, compliance heads, IT teams, and regulators.
• Manage timelines, deliverables, and stakeholder expectations across engagements.

Skills

Regulatory interpretation

Audit execution

Stakeholder management

Documentation & reporting

Education

CISA

ISO/IEC 27001 Lead Auditor

Job description

Role Summary

We are looking for a high-calibre Regulatory Auditor with strong expertise in the Indian regulatory ecosystem (RBI, SEBI, IRDAI, UIDAI, etc.) to execute regulatory compliance audits for financial sector clients. The role demands strong regulatory interpretation capability, structured audit execution, and the ability to translate regulatory circulars into measurable, testable controls.

Key Responsibilities

• Interpret regulatory circulars, master directions, and supervisory advisories and translate them into control frameworks and audit checkpoints.
• Execute end-to-end regulatory audits: scoping, risk assessment, fieldwork, evidence validation, reporting, and closure tracking.
• Conduct gap assessments against RBI, SEBI, IRDAI, UIDAI, and other applicable regulatory requirements.
• Validate control effectiveness through structured evidence review.
• Draft high-quality audit reports and management-ready observations.
• Support client responses to regulatory queries and supervisory inspections.
• Engage confidently with CXOs, compliance heads, IT teams, and regulators.
• Manage timelines, deliverables, and stakeholder expectations across engagements.

Required Expertise

• Strong understanding of Indian regulatory frameworks (RBI, SEBI, IRDAI, UIDAI).
• Experience in regulatory audits / IS audits / IT governance assessments.
• Ability to independently interpret circulars and derive compliance obligations.
• Strong documentation, analytical, and stakeholder management skills.

Certifications (Mandatory - at least one)

• CISA
• ISO/IEC 27001 Lead Auditor

Preferred Background

Experience in banking, financial services, insurance, fintech, or other regulated entities