Regulatory Auditor

SISA; Gurugram District; On-site; INR 1,000,000 - 1,800,000; Full time

Job summary

SISA is seeking a high-calibre Regulatory Auditor to perform regulatory compliance audits for financial sector clients in India. You will translate regulatory circulars into measurable controls and execute end-to-end audits across scoping, fieldwork, and reporting.

The role requires strong interpretation of RBI, SEBI, IRDAI, UIDAI circulars, and experience in IT governance assessments. You will interact with CXOs, compliance heads, IT teams, and regulators to ensure timely, audit-ready outcomes.

Qualifications

• Experience interpreting RBI/SEBI/IRDAI/UIDAI circulars and turning them into obligations.
• Proficient in conducting end-to-end regulatory audits and IT governance assessments.
• Strong analytical and documentation skills with evidence-based reporting.
• Ability to coordinate with CXOs, compliance heads, IT teams, and regulators.

Responsibilities

• Interpret regulatory circulars, master directions, and supervisory advisories and translate them into control frameworks and audit checkpoints.
• Execute end-to-end regulatory audits: scoping, risk assessment, fieldwork, evidence validation, reporting, and closure tracking.
• Conduct gap assessments against RBI, SEBI, IRDAI, UIDAI, and other applicable regulatory requirements.
• Validate control effectiveness through structured evidence review.
• Draft high-quality audit reports and management-ready observations.
• Support client responses to regulatory queries and supervisory inspections.
• Engage confidently with CXOs, compliance heads, IT teams, and regulators.
• Manage timelines, deliverables, and stakeholder expectations across engagements.

Skills

Regulatory interpretation

Audit execution

Documentation & governance

Stakeholder management

Education

CISA

ISO/IEC 27001 Lead Auditor

Job description

Role Summary

We are looking for a high-calibre Regulatory Auditor with strong expertise in the Indian regulatory ecosystem

(RBI, SEBI, IRDAI, UIDAI, etc.) to execute regulatory compliance audits for financial sector clients. The role

demands strong regulatory interpretation capability, structured audit execution, and the ability to translate

regulatory circulars into measurable, testable controls.

Key Responsibilities

• Interpret regulatory circulars, master directions, and supervisory advisories and translate them into control
• frameworks and audit checkpoints.
• Execute end-to-end regulatory audits: scoping, risk assessment, fieldwork, evidence validation, reporting,
• and closure tracking.
• Conduct gap assessments against RBI, SEBI, IRDAI, UIDAI, and other applicable regulatory requirements.
• Validate control effectiveness through structured evidence review.
• Draft high-quality audit reports and management-ready observations.
• Support client responses to regulatory queries and supervisory inspections.
• Engage confidently with CXOs, compliance heads, IT teams, and regulators.
• Manage timelines, deliverables, and stakeholder expectations across engagements.

Required Expertise

• Strong understanding of Indian regulatory frameworks (RBI, SEBI, IRDAI, UIDAI).
• Experience in regulatory audits / IS audits / IT governance assessments.
• Ability to independently interpret circulars and derive compliance obligations.
• Strong documentation, analytical, and stakeholder management skills.

Certifications (Mandatory – at least one)

• CISA
• ISO/IEC 27001 Lead Auditor

Preferred Background

Experience in banking, financial services, insurance, fintech, or other regulated entities