Regulatory Auditor

Sisainfosec; Mumbai; On-site; INR 1,500,000 - 2,100,000; Full time

Job summary

Sisainfosec is seeking a high-calibre Regulatory Auditor to execute regulatory compliance audits across financial sector clients in India. The role requires interpreting RBI, SEBI, IRDAI, UIDAI directives and translating circulars into actionable controls.

You will lead end-to-end audits, perform gap assessments, and draft authoritative reports for CXOs and regulators. The candidate should have strong regulatory interpretation capabilities, experience in IS audits, and a track record of engaging

Qualifications

• Strong understanding of Indian regulatory frameworks (RBI, SEBI, IRDAI, UIDAI).
• Experience in regulatory audits / IS audits / IT governance assessments.
• Certifications such as CISA are mandatory at least one.

Responsibilities

• Interpret regulatory circulars, master directions, and supervisory advisories and translate them into control frameworks and audit checkpoints.
• Execute end-to-end regulatory audits: scoping, risk assessment, fieldwork, evidence validation, reporting, and closure tracking.
• Conduct gap assessments against RBI, SEBI, IRDAI, UIDAI, and other applicable regulatory requirements.
• Validate control effectiveness through structured evidence review.
• Draft high-quality audit reports and management-ready observations.
• Support client responses to regulatory queries and supervisory inspections.
• Engage confidently with CXOs, compliance heads, IT teams, and regulators.
• Manage timelines, deliverables, and stakeholder expectations across engagements.

Skills

Regulatory auditing

IT governance assessments

Regulatory frameworks

Job description

We are looking for a high-calibre Regulatory Auditor with strong expertise in the Indian regulatory ecosystem

(RBI, SEBI, IRDAI, UIDAI, etc.) to execute regulatory compliance audits for financial sector clients. The role

demands strong regulatory interpretation capability, structured audit execution, and the ability to translate

regulatory circulars into measurable, testable controls.

Key Responsibilities

• Interpret regulatory circulars, master directions, and supervisory advisories and translate them into control frameworks and audit checkpoints.
• Execute end-to-end regulatory audits: scoping, risk assessment, fieldwork, evidence validation, reporting, and closure tracking.
• Conduct gap assessments against RBI, SEBI, IRDAI, UIDAI, and other applicable regulatory requirements.
• Validate control effectiveness through structured evidence review.
• Draft high-quality audit reports and management-ready observations.
• Support client responses to regulatory queries and supervisory inspections.
• Engage confidently with CXOs, compliance heads, IT teams, and regulators.
• Manage timelines, deliverables, and stakeholder expectations across engagements.

Required Expertise

• Strong understanding of Indian regulatory frameworks (RBI, SEBI, IRDAI, UIDAI).
• Experience in regulatory audits / IS audits / IT governance assessments.
• ...

Certifications (Mandatory – at least one)

• CISA

Preferred Background

Experience in banking, financial services, insurance, fintech, or other regulated entities