Compliance Officer

SKS Enterpprises - Human Resource Planning and Management; Gandhinagar; Presencial; INR 600 000 - 1 000 000; Tempo integral

Resumo da oferta

A prominent consulting firm in Gujarat is seeking a Legal and Compliance Officer. The role includes ensuring compliance with SEBI and IFSCA regulations, supervising investor onboarding, and maintaining compliance manuals. Ideal candidates should possess a Bachelor's degree in Law or related fields, with 3 years of relevant experience in regulatory roles. Strong analytical and communication skills are crucial for this mid-senior level position. This is a full-time opportunity in the Finance sector, specifically in Venture Capital and Private Equity Principals.

Qualificações

• 3 years of experience in compliance/regulatory roles in finance services.
• Familiarity with SEBI AIF and IFSCA regulations is preferred.
• Strong documentation skills to interpret legal requirements.

Responsabilidades

• Ensure compliance with SEBI and IFSCA regulatory requirements.
• Supervise investor onboarding and KYC checks.
• Update compliance manuals and policies.

Conhecimentos

Compliance expertise

Analytical skills

Effective communication

Integrity and confidentiality

Formação académica

Bachelor’s degree in Law, Finance, Commerce or related

Descrição da oferta de emprego

Position Name - Legal and Compliance Officer-AIF

Experience Range - 4-8 yrs

Mandatory Requirement

• Ensure end-to-end compliance with IFSC regulations, corporate laws, and other regulatory frameworks

Job Roles and Responsibilities

• Ensure full compliance with all regulatory requirements under SEBI and/or IFSCA jurisdictions.
• Supervise investor onboarding, KYC/AML checks, due diligence of portfolio companies, and reporting.
• Monitor, interpret, and implement regulatory changes in internal policies and procedures.
• Coordinate with trustees, auditors, valuers, fund administrators, and other stakeholders.
• Track and maintain compliance with SEBI AIF / IFSCA FME regulations, PMLA / AML-CFT rules, cybersecurity, and data protection norms.
• Maintain and update compliance manuals, policies, checklists, and calendars for all entities.
• Escalate material compliance risks or breaches to senior management and support remediation.
• Oversee KYC/CDD for investors and portfolio companies, conduct PEP/sanctions screening, and file STRs/CTRs with FIU-IND as required.
• Prepare and file regulatory reports.
• Coordinate and support regulatory audits, inspections, and investor reporting, ensuring timely and accurate submissions.

Qualification and Experience

• Bachelor’s degree in Law, Finance, Commerce, or a related discipline.
• Prior experience (typically 3 years) in compliance / regulatory roles in funds, asset management, private equity, banking or financial services.
• Familiarity with SEBI AIF regulations, IFSCA FME regulations, PMLA / AML-CFT rules, beneficial-ownership norms, sanctions / PEP screening, cyber-resilience requirements.
• Strong analytical and documentation skills; ability to interpret and operationalize legal/regulatory requirements.
• Effective verbal and written communication skills; ability to present and liaise with senior management and external stakeholders.
• High level of integrity, confidentiality, and ethical standards.
• Experience in investor onboarding, due diligence, background verification.
• Knowledge of international AML / sanctions frameworks.

Seniority level

Mid-Senior level

Employment type

Full-time

Job function

Finance

Industries

Venture Capital and Private Equity Principals