Compliance Officer

LeDroit India; Vapi; Presencial; INR 300 000 - 550 000; Tempo integral

Resumo da oferta

RRR Investments in Vapi, Gujarat is seeking a Compliance Executive with 1–2 years’ experience to support SEBI and AML/KYC regulatory tracking, filings and reporting for the Fund.

Responsibilities include maintaining compliance calendars, reviewing investor onboarding documents, coordinating with service providers, and preparing reports for Trustees, Board and regulators.

Common duties involve tracking regulatory updates, maintaining records, and ensuring audit trails across compliance activities.

Qualificações

• 1-2 years of experience in compliance, AIF/PMS, mutual funds, fund administration, audit, or financial services.
• Basic understanding of SEBI regulations, AML/KYC, investor onboarding, and fund documentation.
• Ability to commute/relocate to Vapi, Gujarat (Preferred)

Responsabilidades

• Maintain compliance calendar, policy register, regulatory tracker, breach register, and conflict register.
• Track SEBI, AML/KYC, FIU-IND and FEMA-related updates and support required filings and reports.
• Review investor KYC/AML documents, PEP/sanctions checks, beneficial ownership details, and onboarding records
• Assist in preparing compliance reports for Trustees, Board, auditors, and regulators.
• Coordinate with RTA, Fund Accountant, Custodian, Legal, Tax, and other service providers for compliance documents and data.
• Maintain proper records and audit trails for all compliance reviews, approvals, exceptions, and regulatory correspondence.

Conhecimentos

Compliance experience

Formação académica

CA Inter / CS / MBA Finance / LLB / B.Com

Descrição da oferta de emprego

Compliance Officer vacancy available at RRR Investments - Vapi, Gujarat. At least 1 year of experience is required.
Salary:

₹3,00,000 - ₹5,50,000 a year

Full job description

Job Overview:

We are looking for a Compliance Executive with 1-2 years of experience to support the Fund's compliance, regulatory tracking and reporting activities.

Key Responsibilities:

• Maintain compliance calendar, policy register, regulatory tracker, breach register, and conflict register
• Track SEBI, AML/KYC, FIU-IND and FEMA-related updates and support required filings and reports.
• Review investor KYC/AML documents, PEP/sanctions checks, beneficial ownership details, and onboarding records
• Assist in preparing compliance reports for Trustees, Board, auditors, and regulators.
• Coordinate with RTA, Fund Accountant, Custodian, Legal, Tax, and other service providers for compliance documents and data.
• Maintain proper records and audit trails for all compliance reviews, approvals, exceptions, and regulatory correspondence.

Qualifications:

• CA Inter, CS Executive, MBA Finance, LLB, B.Com, or similar qualification preferred.
• 1-2 years of experience in compliance, AIF/PMS, mutual funds, fund administration, audit, or financial services
• Basic understanding of SEBI regulations, AML/KYC, investor onboarding, and fund documentation.

Ability to commute/relocate:

• Vapi, Gujarat: Reliably commute or planning to relocate before starting work (Preferred)

License/Certification:

• Company Secretary (Preferred)

Ability to commute/relocate:

• Vapi, Gujarat: Reliably commute or planning to relocate before starting work (Preferred)