Compliance Officer

SKS Enterpprises - Human Resource Planning and Management; Gandhinagar; Sur place; INR 1 200 000 - 1 800 000; Plein temps

Résumé du poste

SKS Enterpprises - Human Resource Planning and Management seeks a Compliance Officer for a Fund Management Entity in GIFT City. The role focuses on regulatory compliance, KYC/AML, investor onboarding, and FATCA/CRS within Category II AIFs and related financial services.

Responsibilities include coordinating with fund administrators, custodians, auditors, and legal advisors; ensuring adherence to IFSCA, FEMA, and AML/CFT norms; and handling regulatory filings, audits, and ongoing compliance for

Qualifications

• Bachelor's degree in Commerce, Finance, Accounting, or Law.
• CA, CS, CFA, CAMS or similar certifications preferred.
• 5+ years of experience in Compliance, KYC/AML, or Financial Services.
• Experience with Category II AIFs, Fund Management Entities, Asset Management, Wealth Management, PMS, or similar regulated financial institutions.
• Strong knowledge of IFSCA regulations, AML/CFT, FEMA, FATCA/CRS, and investor onboarding processes.
• Experience in UBO identification, sanctions screening, PEP reviews, AML monitoring, and regulatory reporting.
• Strong stakeholder management, communication, analytical, and documentation skills.

Responsabilités

• Ensure compliance with IFSCA regulations, AML/CFT guidelines, FEMA provisions, and other applicable regulatory requirements.
• Manage end-to-end investor onboarding, including KYC/CDD reviews, UBO verification, sanctions screening, PEP checks, and risk categorization.
• Oversee AML monitoring, transaction reviews, regulatory reporting, periodic KYC refresh, and maintenance of compliance records.
• Ensure compliance with FATCA/CRS requirements and investor due diligence obligations.
• Assist in preparation, implementation, and review of compliance policies, AML frameworks, risk assessments, and internal controls.
• Handle regulatory filings, audits, inspections, and regulatory correspondence.
• Support fund launches, investor onboarding, and ongoing compliance requirements for domestic and international investors.
• Monitor regulatory developments and advise internal stakeholders on compliance implications and implementation requirements.
• Coordinate with fund administrators, custodians, auditors, legal advisors, and other service providers on compliance-related matters.
• Work closely with operations, legal, finance, and investment teams to ensure adherence to regulatory and compliance requirements.

Connaissances

KYC/AML

Investor onboarding

Regulatory compliance

AML monitoring

FATCA/CRS

UBO verification

Sanctions screening

PEP reviews

Regulatory reporting

Stakeholder management

Documentation

Formation

Bachelor's degree in Commerce/Finance/Accounting/Law

CA/CS/CFA/CAMS or similar certifications

Description du poste

We are seeking a Compliance Officer for a Fund Management Entity (FME) operating in GIFT City. The ideal candidate should have strong experience in regulatory compliance, KYC/AML, investor onboarding, FATCA/CRS, and compliance monitoring within Category II AIFs, Asset Management, Wealth Management, PMS, Fund Administration, or Financial Services environments.

Key Responsibilities

• Ensure compliance with IFSCA regulations, AML/CFT guidelines, FEMA provisions, and other applicable regulatory requirements.
• Manage end-to-end investor onboarding, including KYC/CDD reviews, UBO verification, sanctions screening, PEP checks, and risk categorization.
• Oversee AML monitoring, transaction reviews, regulatory reporting, periodic KYC refresh, and maintenance of compliance records.
• Ensure compliance with FATCA/CRS requirements and investor due diligence obligations.
• Assist in preparation, implementation, and review of compliance policies, AML frameworks, risk assessments, and internal controls.
• Handle regulatory filings, audit requirements, inspections, and regulatory correspondence.
• Support fund launches, investor onboarding, and ongoing compliance requirements for domestic and international investors.
• Monitor regulatory developments and advise internal stakeholders on compliance implications and implementation requirements.
• Coordinate with fund administrators, custodians, auditors, legal advisors, and other service providers on compliance-related matters.
• Work closely with operations, legal, finance, and investment teams to ensure adherence to regulatory and compliance requirements.

Qualification & Experience

• Bachelor's degree in Commerce, Finance, Accounting, Law, or a related discipline. CA, CS, CFA, CAMS, or other relevant certifications will be preferred.
• 5+ years of experience in Compliance, KYC/AML, Investor Onboarding, Regulatory Compliance, or Financial Services.
• Hands-on experience with Category II AIFs, Fund Management Entities, Asset Management, Wealth Management, PMS, or similar regulated financial institutions.
• Strong knowledge of IFSCA regulations, AML/CFT requirements, FEMA, FATCA/CRS, and investor onboarding processes.
• Experience in UBO identification, sanctions screening, PEP reviews, AML monitoring, and regulatory reporting.
• Strong stakeholder management, communication, analytical, and documentation skills.

Mandatory Screening Criteria

• 5+ years of Compliance experience in Financial Services.
• Hands-on KYC/AML and Investor Onboarding experience.
• Exposure to Category II AIF/Fund Management Entity/Asset Management setup.
• Working knowledge of IFSCA regulations and FATCA/CRS compliance.
• Experience handling regulatory filings, audits, and compliance monitoring.