Compliance Officer - Wealth Management

YourMoneyWise; Bengaluru; On-site; INR 1,500,000 - 2,200,000; Full time

Job summary

YourMoneyWise in Bengaluru is seeking a compliance professional to manage regulatory requirements for wealth management products, ensuring strict adherence to SEBI, AML, and KYC norms.

You will develop and implement compliance frameworks and conduct internal audits across brokerage/AMC/wealth management units, maintaining high standards of ethics and accuracy.

Qualifications

• Must have a law degree or CA with relevant compliance certifications.
• Prior experience in regulatory compliance for brokerage/AMC/wealth management firms.
• Strong understanding of SEBI regulations, AML, and KYC norms.
• Excellent attention to detail and ethical conduct.

Responsibilities

• Develop and implement compliance frameworks for wealth management products.
• Conduct internal audits and regulatory reviews.
• Ensure adherence to SEBI, AML, and KYC norms across operations.

Skills

Regulatory compliance

SEBI regulations

AML/KYC

Attention to detail

Education

Law degree

CA with compliance certifications

Job description

Bangalore, India Full Time 15-22 LPA 4-7 years

Description

Ensure adherence to SEBI, AMFI, and other regulatory guidelines for wealth management products. Develop and implement compliance frameworks and conduct internal audits.

Requirements

• Law Graduate or CA with relevant compliance certifications
• Prior experience in regulatory compliance for brokerage/AMC/wealth management firms
• Strong understanding of SEBI regulations, AML, and KYC norms
• Excellent attention to detail and ethical conduct