Compliance Officer

YourMoneyWise; Bengaluru; On-site; INR 1,200,000 - 2,200,000; Full time

Job summary

YourMoneyWise in Bengaluru, India is hiring a full-time Compliance professional to oversee regulatory matters for mutual funds and stock broking.

You will ensure adherence to SEBI, AMFI and RBI guidelines, manage audits, KYC/AML processes, and regulatory reporting.

The role requires a CS/LLB/CA or equivalent compliance certification, with 3–6 years of experience, and a knack for precise documentation and cross-functional collaboration.

Qualifications

• CS/LLB/CA or relevant compliance certification.
• Knowledge of SEBI and AMFI regulations.
• Experience in broking or AMC compliance.
• Strong attention to detail and documentation skills.

Responsibilities

• Ensure regulatory compliance with SEBI, AMFI and RBI guidelines for mutual fund and stock broking operations.
• Handle audits, KYC/AML processes, and regulatory reporting.
• Advise product teams on compliance implications.

Skills

SEBI regulations

AMFI regulations

Broking/AMC compliance

Documentation skills

Attention to detail

Education

CS/LLB/CA or relevant compliance certification

Job description

Bangalore, India Full Time 12-22 LPA 3-6 years

Description

Ensure regulatory compliance with SEBI, AMFI, and RBI guidelines for mutual fund and stock broking operations. Handle audits, KYC/AML processes, and regulatory reporting. Advise product teams on compliance implications.

Requirements

• CS/LLB/CA or relevant compliance certification
• Knowledge of SEBI and AMFI regulations
• Experience in broking or AMC compliance
• Strong attention to detail and documentation skills