Compliance Associate

YourMoneyWise; Mumbai; On-site; INR 900,000 - 1,400,000; Full time

Job summary

YourMoneyWise in Mumbai, India is seeking a compliance professional for a full-time role focused on financial regulations and capital markets. You will ensure strict adherence to SEBI, RBI, and PMLA regulations for our investment platform and support policy development and audits.

The ideal candidate holds LLB/CS/MBA with specialization in Financial Regulations, has strong regulatory knowledge, FinTech experience, and impeccable attention to detail and ethics. Join a fast-paced FinTech team.

Qualifications

• LLB/CS/MBA with specialization in Financial Regulations.
• Solid understanding of capital market regulations (SEBI, PMLA, etc.).
• Experience in a FinTech or brokerage compliance department.
• Attention to detail and strong ethical standards.

Responsibilities

• Ensure strict adherence to SEBI, RBI, and PMLA regulations for investment platforms.
• Assist in developing compliance policies and conduct internal audits.

Skills

Attention to detail

Ethical standards

Regulatory knowledge

Education

LLB/CS/MBA with specialization in Financial Regulations

Job description

Mumbai, India Full Time 9-14 LPA 3-6 years

Description

Ensure strict adherence to SEBI, RBI, and PMLA regulations for investment platforms. Assist in developing compliance policies and conduct internal audits.

Requirements

• LLB/CS/MBA with specialization in Financial Regulations
• Solid understanding of capital market regulations (SEBI, PMLA, etc.)
• Experience in a FinTech or brokerage compliance department
• Attention to detail and strong ethical standards