Compliance Manager

YourMoneyWise; Bengaluru; On-site; INR 2,000,000 - 3,000,000; Full time

Job summary

YourMoneyWise in Bengaluru, India is seeking a compliance professional for a full-time role to ensure SEBI and related regulatory compliance for the investment platform. You will develop compliance frameworks, conduct audits, and liaise with regulators, ensuring robust documentation and reporting.

CA/CS/LLB with 5+ years in financial services compliance and strong SEBI knowledge are required. This position offers a challenging environment focused on regulatory excellence and execution in a

Qualifications

• CA/CS/LLB with compliance experience.
• 5+ years in financial services compliance.
• In-depth knowledge of SEBI regulations for brokers and AMCs.
• Strong documentation and reporting skills.

Responsibilities

• Ensure YourMoneyWise's investment platform complies with SEBI regulations and other applicable laws.
• Develop compliance frameworks, conduct audits, and liaise with regulators.

Skills

Regulatory knowledge

SEBI regulations

Documentation

Auditing

Liaising with regulators

Education

CA

CS

LLB

Job description

Bangalore, India Full Time 20-30 LPA 5-8 years

Description

Ensure Groww's investment platform complies with SEBI regulations and other applicable laws. Develop compliance frameworks, conduct audits, and liaise with regulators.

Requirements

• CA/CS/LLB with compliance experience
• 5+ years in financial services compliance
• In-depth knowledge of SEBI regulations for brokers and AMCs
• Strong documentation and reporting skills