Compliance Officer - Gift City

ABANS GROUP; Gandhinagar; On-site; INR 600,000 - 1,200,000; Full time

Job summary

Abans Investment Managers Limited (AIML) at GIFT City, Gandhinagar, seeks a Compliance Officer to drive regulatory registration with IFSCA under the Distributor category and to establish a robust compliance framework for new operations.

The role includes implementing policies, AML/KYC oversight, regulatory reporting, and coordinating with internal teams and auditors to ensure ongoing compliance with IFSCA regulations.

Qualifications

• Minimum 2 years of regulatory compliance experience.
• Exposure to AML/KYC and regulatory reporting.
• Understanding of IFSCA regulations related to distribution of financial products.

Responsibilities

• Support IFSCA registration and licensing process for Distributor business.
• Ensure compliance with IFSCA regulations, guidelines and reporting requirements.
• Develop and implement compliance policies, internal controls and regulatory procedures.
• Oversee AML/KYC compliance, client due diligence and regulatory documentation.
• Manage regulatory filings, periodic reporting and coordination with IFSCA.
• Monitor regulatory developments and ensure ongoing compliance.
• Coordinate with internal stakeholders, auditors and regulatory authorities.

Skills

Regulatory compliance

Education

Graduate in Finance, Commerce, Law

CA or CS or related professional qualifications

Tools

Regulatory reporting tools

Job description

Abans Investment Managers Limited (AIML) | GIFT City, Gandhinagar

Department: Compliance & Regulatory Affairs

Experience: Minimum 2 years in Compliance

Regulatory Authority: International Financial Services Centres Authority (IFSCA)

Role Overview

AIML is proposing to establish a branch at GIFT City and explore registration with IFSCA under the Distributor category. We are looking for a Compliance Officer to support the registration process, ensure regulatory compliance and establish the compliance framework for the proposed operations.

Key Responsibilities

• Support the IFSCA registration and licensing process for the proposed Distributor business.
• Ensure compliance with applicable IFSCA regulations, guidelines and reporting requirements.
• Develop and implement compliance policies, internal controls and regulatory procedures.
• Oversee AML/KYC compliance, client due diligence and regulatory documentation.
• Manage regulatory filings, periodic reporting and coordination with IFSCA.
• Monitor regulatory developments and ensure ongoing compliance with applicable requirements.
• Coordinate with internal stakeholders, auditors and regulatory authorities.

Candidate Requirements

• Minimum 2 years of relevant experience in regulatory compliance, preferably within GIFT City or an IFSCA-regulated entity.
• Understanding of IFSCA regulations, preferably relating to distribution of financial products or capital markets.
• Exposure to AML/KYC, regulatory reporting, compliance monitoring and documentation.
• Experience supporting regulatory registration or licensing processes will be an advantage.
• Graduate in Finance, Commerce, Law or a related discipline. CA, CS or relevant professional qualifications preferred.

Preferred Candidate Background

Candidates from IFSCA-regulated entities, fund management companies, financial product distributors, wealth management firms, capital market intermediaries or financial services organizations.