Compliance Officer - Gift City

Abans Finance; Gandhinagar; On-site; INR 600,000 - 1,000,000; Full time

Job summary

Abans Investment Managers Limited (AIML) plans to establish a branch at GIFT City, Gandhinagar, and seeks a Compliance Officer to support the IFSCA registration process, build a regulatory compliance framework, and ensure ongoing conformity with IFSCA rules.

The role requires at least 2 years in regulatory compliance, deep understanding of IFSCA regulations, AML/KYC oversight, and collaboration with internal teams, auditors, and authorities.

Qualifications

• Minimum 2 years of regulatory compliance experience.
• Understanding of IFSCA regulations, preferably relating to distribution of financial products or capital markets.
• Exposure to AML/KYC, regulatory reporting, compliance monitoring and documentation.
• Experience supporting regulatory registration or licensing processes will be an advantage.
• Graduate in Finance, Commerce, Law or a related discipline. CA, CS or relevant professional qualifications preferred.

Responsibilities

• Support the IFSCA registration and licensing process for the proposed Distributor business.
• Ensure compliance with applicable IFSCA regulations, guidelines and reporting requirements.
• Develop and implement compliance policies, internal controls and regulatory procedures.
• Oversee AML/KYC compliance, client due diligence and regulatory documentation.
• Manage regulatory filings, periodic reporting and coordination with IFSCA.
• Monitor regulatory developments and ensure ongoing compliance with applicable requirements.
• Coordinate with internal stakeholders, auditors and regulatory authorities.

Job description

Job Description Compliance Officer

Abans Investment Managers Limited (AIML) | GIFT City, Gandhinagar

Department: Compliance & Regulatory Affairs

Experience: Minimum 2 years in Compliance

Location: GIFT City, Gandhinagar

Regulatory Authority: International Financial Services Centres Authority (IFSCA)

Role Overview

AIML is proposing to establish a branch at GIFT City and explore registration with IFSCA under the Distributor category. We are looking for a Compliance Officer to support the registration process, ensure regulatory compliance and establish the compliance framework for the proposed operations.

Key Responsibilities

• Support the IFSCA registration and licensing process for the proposed Distributor business.
• Ensure compliance with applicable IFSCA regulations, guidelines and reporting requirements.
• Develop and implement compliance policies, internal controls and regulatory procedures.
• Oversee AML/KYC compliance, client due diligence and regulatory documentation.
• Manage regulatory filings, periodic reporting and coordination with IFSCA.
• Monitor regulatory developments and ensure ongoing compliance with applicable requirements.
• Coordinate with internal stakeholders, auditors and regulatory authorities.

Candidate Requirements

• Minimum 2 years of relevant experience in regulatory compliance, preferably within GIFT City or an IFSCA-regulated entity.
• Understanding of IFSCA regulations, preferably relating to distribution of financial products or capital markets.
• Exposure to AML/KYC, regulatory reporting, compliance monitoring and documentation.
• Experience supporting regulatory registration or licensing processes will be an advantage.
• Graduate in Finance, Commerce, Law or a related discipline. CA, CS or relevant professional qualifications preferred.

Preferred Candidate Background

Candidates from IFSCA-regulated entities, fund management companies, financial product distributors, wealth management firms, capital market intermediaries or financial services organizations.