Principal Officer

hhcil; Gandhinagar; On-site; INR 1,500,000 - 2,500,000; Full time

Benefits offered by this job

Opportunity to work in India's premier international financial hub – GIFT City

Competitive remuneration and growth opportunities

Dynamic, high-performance work environment

Job summary

hhcil is seeking a dynamic Principal Officer to lead operations in our Capital Market Intermediaries (CMI) unit at GIFT City, Gandhinagar, Gujarat. This pivotal role requires regulatory compliance, operational excellence, and strategic leadership.

You will liaise with the International Financial Services Centers Authority and manage client onboarding processes while ensuring adherence to laws and regulations. We offer competitive remuneration and growth opportunities in India's premier financial hub.

Qualifications

• Minimum 2–5 years of relevant experience in capital markets, compliance, or financial services operations.
• Prior experience as a Principal Officer or in a senior compliance/operations role is highly desirable.
• In-depth knowledge of IFSCA, SEZ regulations, and capital market operations.

Responsibilities

• Serve as the main point of contact with IFSCA, SEZ Authorities, and other regulatory bodies.
• Ensure full compliance with applicable laws and regulations.
• Oversee timely regulatory filings, disclosures, and reporting.

Skills

Regulatory Compliance

Leadership

Interpersonal Skills

Communication Skills

Education

Bachelor’s or Master’s degree in Finance, Law, Business Administration

Job description

Overview

Location: GIFT IFSC, Gandhinagar, Gujarat
Type: Full-Time
Salary: Commensurate with experience
Preference: Immediate Joiners

Job Summary: We are seeking a dynamic and experienced Principal Officer to lead and oversee the operations of our Capital Market Intermediaries (CMI) unit at GIFT City. As the designated Principal Officer, you will act as the primary liaison with the International Financial Services Centers Authority (IFSCA) and other relevant regulatory bodies. This role is pivotal in ensuring full regulatory compliance, operational excellence, strategic leadership, and exceptional client service within the IFSC framework.

Responsibilities

• Regulatory Compliance & Liaison: Serve as the main point of contact with IFSCA, SEZ Authorities, and other applicable regulatory bodies.
• Regulatory Compliance: Ensure full compliance with applicable laws, rules, and regulations, including IFSCA and SEZ regulations.
• Regulatory Filings: Oversee timely and accurate regulatory filings, disclosures, and reporting.
• Regulatory Guidelines: Maintain a comprehensive understanding of evolving regulatory guidelines and implement changes accordingly.
• Operational Oversight: Lead day-to-day operations of the Capital Market Intermediary unit, ensuring seamless service delivery.
• Policies & Risk Management: Ensure adherence to internal policies, SOPs, and risk management protocols.
• Onboarding & Due Diligence: Monitor and manage client onboarding processes including KYC, AML/CFT, and due diligence procedures.
• Strategic & Business Leadership: Drive strategic initiatives and operational improvements in line with business goals.
• Collaboration & Growth: Collaborate with senior leadership to shape the unit’s vision, growth strategy, and service offerings.
• Technology & Process Improvements: Evaluate and recommend technology and process enhancements to improve efficiency and compliance.
• Risk Management & Governance: Implement and manage a robust compliance and risk control framework.
• Audits: Coordinate internal and external audits, ensuring all findings are addressed promptly.
• Culture: Promote a strong compliance culture throughout the organization.

Qualifications & Experience

• Bachelor’s or Master’s degree in Finance, Law, Business Administration, or related fields.
• Minimum 2–5 years of relevant experience, preferably in capital markets, compliance, or financial services operations.
• Prior experience as a Principal Officer or in a senior compliance/operations role in a regulated financial entity is highly desirable.
• In-depth knowledge of IFSCA, SEZ regulations, and capital market operations.
• Strong leadership, interpersonal, and communication skills.
• Proven ability to manage multiple stakeholders and regulatory interactions.
• High ethical standards and strong attention to detail.

What We Offer

• Opportunity to work in India’s premier international financial hub – GIFT City
• Strategic leadership role in a growing financial services organization
• Dynamic, high-performance work environment
• Competitive remuneration and growth opportunities