Compliance Officer (From BFSI/ Broking)

HITACHI VANTARA INDIA PRIVATE LIMITED; Mumbai; On-site; INR 1,800,000 - 3,000,000; Full time

Benefits offered by this job

On-site collaboration

Leadership exposure

Learning budget

Job summary

HITACHI VANTARA INDIA PRIVATE LIMITED in Mumbai seeks a Regulatory Compliance Lead to oversee RBI/SEBI/IRDAI frameworks, ensure audit-ready processes, and guide governance across regulated financial services. You will conduct internal audits, lead statutory reporting, develop awareness programs, and maintain a real-time dashboard.

You’ll partner with Legal, Risk, and Operations to embed guardrails in new products and vendor onboarding, with direct exposure to senior leadership and a continuous

Qualifications

• RBI Compliance, SEBI Regulations, AML/KYC Frameworks, Internal Audit, Statutory Reporting, Regulatory Gap Analysis, Compliance Risk Assessment, IRDAI Guidelines.
• Preferred: PCAF Framework, ISO 27001 Compliance, FinTech Compliance Experience.

Responsibilities

• Monitor, interpret, and implement evolving regulatory requirements across RBI, SEBI, IRDAI, and other financial sector bodies.
• Conduct regular internal audits and gap assessments to ensure adherence to KYC, AML, CDD, and Sanctions Screening frameworks.
• Lead preparation and submission of statutory reports, audit responses, and regulatory filings with zero delays or penalties.
• Partner with Legal, Risk, and Operations to embed compliance guardrails into new product launches, process workflows, and vendor onboarding.
• Design and deliver compliance awareness programs and training modules for front-line and support teams.
• Maintain a real-time compliance dashboard tracking control effectiveness, audit findings, and remediation timelines.

Skills

RBI Compliance

SEBI Regulations

AML/KYC Frameworks

Internal Audit

Statutory Reporting

Regulatory Gap Analysis

Compliance Risk Assessment

IRDAI Guidelines

PCAF Framework

ISO 27001 Compliance

FinTech Compliance Experience

Job description

About The Opportunity

A fast-growing player in the BFSI (Banking, Financial Services & Insurance) sector, we build compliant, scalable, and audit-ready processes for regulated financial institutions across India. Our compliance team ensures seamless alignment with RBI, SEBI, IRDAI, and PCAF frameworks—enabling secure operations, mitigating regulatory risk, and powering trusted client relationships through intelligent governance.

Role & Responsibilities

• Monitor, interpret, and implement evolving regulatory requirements across RBI, SEBI, IRDAI, and other financial sector bodies.
• Conduct regular internal audits and gap assessments to ensure adherence to KYC, AML, CDD, and Sanctions Screening frameworks.
• Lead preparation and submission of statutory reports, audit responses, and regulatory filings with zero delays or penalties.
• Partner with Legal, Risk, and Operations to embed compliance guardrails into new product launches, process workflows, and vendor onboarding.
• Design and deliver compliance awareness programs and training modules for front-line and support teams.
• Maintain a real-time compliance dashboard tracking control effectiveness, audit findings, and remediation timelines.

Skills & Qualifications

Must-Have

• RBI Compliance
• SEBI Regulations
• AML/KYC Frameworks
• Internal Audit
• Statutory Reporting
• Regulatory Gap Analysis
• Compliance Risk Assessment
• IRDAI Guidelines

Preferred

• PCAF Framework
• ISO 27001 Compliance
• FinTech Compliance Experience

Benefits & Culture Highlights

• On-site collaboration with cross-functional teams in a dynamic BFSI innovation hub.
• Direct exposure to senior leadership and regulatory strategy planning.
• Continuous learning budget for certifications in financial compliance & risk.

Skills: operations,bfsi,teams,risk,rbi,compliance