Compliance Analyst

HireGenie | Finance Recruitment Expert; Mumbai Suburban; On-site; INR 600,000 - 800,000; Full time

Job summary

A leading fintech recruitment firm is seeking a proactive Compliance Analyst in Mumbai. The role involves ensuring compliance with regulatory guidelines, conducting compliance monitoring, and assisting in audits. Ideal candidates should have a strong understanding of financial regulations with 2-4 years of experience in the financial services sector. Excellent communication and analytical skills are essential for thriving in a startup environment.

Qualifications

• 2–4 years of experience in compliance, internal audit, or risk management.
• Preferably in NBFC, fintech, or financial services sector.
• Experience with regulatory frameworks like RBI, SEBI, FEMA.

Responsibilities

• Monitor and implement RBI, SEBI, FEMA guidelines.
• Conduct regular internal compliance risk assessments.
• Assist in drafting and updating compliance policies.

Skills

Attention to detail

Understanding financial regulations

Analytical mindset

Written and verbal communication

Problem-solving ability

Education

CA (Inter), CS, MBA (Finance)

Tools

Compliance monitoring tools

MS Excel-based reporting

Job description

Overview

We are seeking a detail-oriented and proactive Compliance Analyst to join our fast-growing financial services startup. The role involves ensuring compliance with RBI, SEBI, and other regulatory frameworks, conducting compliance monitoring, risk assessments, and assisting in audits. The ideal candidate should have a strong understanding of financial regulations, attention to detail, and the ability to identify, assess, and mitigate compliance risks in a dynamic startup environment.

About the company

Our client is a leading fintech startup revolutionizing financial services with innovative solutions in lending, payments, and wealth management. Backed by top investors and driven by cutting-edge technology, the company is committed to delivering transparent, compliant, and customer-centric financial products. With a culture of agility and growth, it empowers its workforce to make an impact in the fast-evolving financial ecosystem.

Regulatory Compliance

• Monitor, interpret, and implement RBI, SEBI, FEMA, and other regulatory guidelines relevant to the business.
• Ensure timely filings and reporting to regulators.
• Maintain up-to-date knowledge of evolving compliance and regulatory requirements.

Compliance Monitoring & Risk Assessment

• Conduct regular internal reviews and compliance risk assessments.
• Identify process gaps and propose corrective actions.
• Track remediation of compliance issues and ensure timely closure.

Policy & Documentation

• Assist in drafting, updating, and implementing compliance policies and procedures.
• Maintain accurate documentation for internal compliance controls.
• Educate internal teams on compliance obligations through training and awareness programs.

Audit & Reporting

• Support internal, statutory, and regulatory audits.
• Prepare compliance reports for senior management and regulatory bodies.
• Act as a point of contact for compliance queries across departments.
• Work closely with legal, finance, and operations teams to ensure organization-wide compliance.
• Provide inputs on compliance risks during product and process development.

Role Requirements

• CA (Inter), CS, MBA (Finance)
• 2–4 years of experience in compliance, internal audit, or risk management, preferably in NBFC, fintech, or financial services sector.
• Strong understanding of RBI, SEBI, FEMA, AML, and other financial regulations.
• Experience with compliance monitoring tools and MS Excel-based reporting.
• Excellent written and verbal communication skills.
• Detail-oriented, analytical mindset with problem-solving ability.
• Ability to thrive in a fast-paced startup environment.

Work Schedule

Mon - Fri

Contact Details

For more details on this vacancy, contact Ayush at [e-mail]