Compliance Executive

Kaleidofin; Chennai District; On-site; INR 1,200,000 - 1,800,000; Full time

Job summary

Kaleidofin is seeking a Compliance professional in Chennai to proactively track regulatory developments and implement robust compliance frameworks across departments. The role emphasizes collaboration with business and product teams to obtain sign-offs on new products and features.

Candidate should have 1+ years in NBFC or similar regulatory environment, strong analytical skills, and excellent stakeholder management. This is an on-site position based in Chennai.

Qualifications

• Qualified or semi-qualified company secretary or law graduate with at least 1+ years of relevant experience, preferably in an NBFC.
• Strong ability to read, interpret, and implement regulatory requirements.
• Excellent communication and stakeholder management skills.
• Proactive, detail-oriented, and able to work independently with minimal supervision.
• Job location - Chennai. Work from Office.

Responsibilities

• Proactively track regulatory developments (RBI, SEBI, AMFI, FIU-IND, etc.) and ensure timely compliance across all applicable laws and guidelines.
• Maintain and update a master compliance tracker covering all departments, coordinating with respective teams to ensure adherence.
• Develop, implement, and monitor compliance frameworks, policies, and control mechanisms for continuous effectiveness.
• Partner with business and product teams to identify and address regulatory requirements, review new products/features, and provide compliance sign-offs.
• Prepare compliance reports, MIS, and updates for senior management and regulators; handle inspections, audits, and regulatory queries.
• Liaise with regulators, industry bodies, auditors, and external stakeholders; manage escalated complaints and Ombudsman matters.
• Conduct periodic compliance monitoring and gap assessments to identify control weaknesses and ensure timely closure of observations.
• Maintain compliance records, regulatory registers, and documentation to support audits, inspections, and regulatory reviews.
• Assist in the preparation of Board and Committee materials relating to compliance, regulatory updates, and policy approvals

Skills

Regulatory interpretation

Analytical thinking

Stakeholder management

Communication

Independent work

Education

Company secretary or law degree

Job description

What youll do?

• Proactively track regulatory developments (RBI, SEBI, AMFI, FIU-IND, etc.) and ensure timely compliance across all applicable laws and guidelines.
• Maintain and update a master compliance tracker covering all departments, coordinating with respective teams to ensure adherence.
• Develop, implement, and monitor compliance frameworks, policies, and control mechanisms for continuous effectiveness.
• Partner with business and product teams to identify and address regulatory requirements, review new products/features, and provide compliance sign-offs.
• Prepare compliance reports, MIS, and updates for senior management and regulators; handle inspections, audits, and regulatory queries.
• Liaise with regulators, industry bodies, auditors, and external stakeholders; manage escalated complaints and Ombudsman matters.
• Conduct periodic compliance monitoring and gap assessments to identify control weaknesses and ensure timely closure of observations.
• Maintain compliance records, regulatory registers, and documentation to support audits, inspections, and regulatory reviews.
• Assist in the preparation of Board and Committee materials relating to compliance, regulatory updates, and policy approvals

Who you need to be?

• Qualified or semi-qualified company secretary or law graduate with at least 1+ years of relevant experience, preferably in an NBFC.
• Strong ability to read, interpret, and implement regulatory requirements. Smart analytical thinking and problem-solving skills.
• Good communication and stakeholder management abilities.
• Proactive, detail-oriented, and able to work independently with minimal supervision in most duties.
• Job location - Chennai. Work from Office.