Compliance Manager

Topline Solutions Pvt. Ltd.; New Delhi; Vor Ort; INR 900.000 - 1.300.000; Vollzeit

Zusammenfassung

Topline Solutions Pvt. Ltd. is seeking a Compliance Manager with 3 to 5 years of experience to oversee legal, regulatory and corporate compliance activities. The role involves handling IEPF claims, filings and related documentation, plus ensuring adherence to SEBI guidelines and MCA regulations.

Key responsibilities include managing IEPF processes, PAS-6 compliance, company and LLP incorporations, and coordinating with regulatory authorities for timely compliance updates.

Qualifikationen

• Graduate with 3–5 years of compliance experience.
• Knowledge of SEBI/RBI guidelines and IEPF compliance.
• Proficient in legal drafting and MS Word.
• Understanding of securities, share transfer and investment processes.
• Strong communication and decision-making abilities.

Aufgaben

• Handle IEPF claims, share recovery, transmission and duplicate share processes.
• Manage IEPF filings and documentation.
• Handle PAS-6 compliance and MCA filings.
• Manage incorporation and statutory compliance of Companies & LLPs.
• Coordinate with RTA, CS, IEPF and other regulatory authorities.
• Ensure compliance with SEBI guidelines and IEPF Rules.
• Prepare legal documents, reports and compliance updates.

Kenntnisse

SEBI/RBI guidelines

IEPF compliance

Legal drafting

Communication

Decision making

Securities

Share transfer

Investment processes

Ausbildung

Graduate

Tools

MS Word

Jobbeschreibung

Compliance Manager

We are looking for a Compliance Manager with 3 to 5 years of experience to handle legal, regulatory and corporate compliance activities.

Key Responsibilities

• Handle IEPF claims, share recovery, transmission and duplicate share processes.
• Manage IEPF filings and documentation.
• Handle PAS-6 compliance and MCA filings.
• Manage incorporation and statutory compliance of Companies & LLPs.
• Coordinate with RTA, CS, IEPF and other regulatory authorities.
• Ensure compliance with SEBI guidelines and IEPF Rules.
• Prepare legal documents, reports and compliance updates.

Requirements

• Graduate
• 35 years of relevant experience
• Knowledge of SEBI/RBI guidelines & IEPF compliance
• Legal drafting and MS Word skills
• Knowledge of securities, share transfer & investment processes
• Good communication and decision-making skills

Location

Model Town, Delhi

Job Type

Full-time | On-site