Compliance Officer SEBI Registered

Workoid Consultants; Bengaluru; On-site; INR 800,000 - 1,200,000; Full time

Benefits offered by this job

9 to 6.30 (Alt Saturday Off, Alt Sat 半

Job summary

Workoid Consultants in Bengaluru, India, seeks a compliance professional to manage the firm’s SEBI-registered PMS business. The role requires hands-on experience in Indian capital markets and strong knowledge of SEBI regulations and related compliance topics.

The candidate should have experience in PMS/RIA/AIF compliance, with preference for LLB/CS/CA/CFA qualification. The position offers a challenging environment and opportunities to contribute to regulatory reporting and governance.

Qualifications

• Compliance experience in a SEBI-registered PMS, RIA, or AIF entity.
• Strong knowledge of SEBI regulations, PMLA, KYC/AML, FATCA/CRS, and regulatory reporting.
• LLB/CS/CA/CFA qualification preferred.

Responsibilities

• Manage regulatory compliance for the firm’s SEBI-registered PMS business.
• Hands-on compliance experience in the Indian capital market.

Skills

Regulatory compliance

SEBI regulations

PMLA knowledge

KYC/AML

Regulatory reporting

Education

LLB/CS/CA/CFA qualification

Job description

Manage regulatory compliance for the firm’s SEBI-registered Portfolio Management Services (PMS) business. Strong knowledge of SEBI regulations and hands-on experience in compliance within the Indian capital market.

Required Candidate profile

• Compliance experience in a SEBI-registered PMS, RIA, or AIF entity.


• Strong knowledge of SEBI regulations, PMLA, KYC/AML, FATCA/CRS, and regulatory reporting.


• LLB/CS/CA/CFA qualification preferred.

Perks and benefits

• 9 to 6.30 (Alt Saturday Off, Alt Sat Half day)