Compliance Manager

Piramal Finance; Mumbai Suburban; On-site; INR 900,000 - 1,500,000; Full time

Job summary

Piramal Finance is seeking a Compliance professional to support regulatory reporting, governance, and submissions. The role involves managing compliance platforms, coordinating RBI submissions, inspections, and audits, and driving timely closure of obligations across the organization.

You will work with multiple stakeholders across risk, legal, finance, and operations to ensure adherence to RBI regulations and regulatory timelines, while driving automation of processes and dashboards.

Qualifications

• 3 to 8 years of experience in Compliance, Regulatory Reporting within NBFC/bank/housing finance
• Working knowledge of RBI regulations, regulatory reporting frameworks, RBI Daksh Portal, CIMS Portal, and compliance management systems
• Experience coordinating regulatory inspections and managing regulatory correspondence
• Strong stakeholder management, analytical, and documentation skills
• Proficiency in MS Excel, PowerPoint, and compliance automation tools

Responsibilities

• Manage end-to-end administration of compliance management systems (e.g., Komrisk), including calendars, registers, obligation tracking, and dashboards
• Coordinate RBI Daksh Portal activities: dissemination of circulars, tracking, user admin, inspection responses, filings, and reviews
• Manage RBI CIMS Portal: user management, allocation of returns, timely submissions
• Coordinate timely submission of regulatory returns, filings, and statutory communications to regulators
• Facilitate RBI inspections, regulatory reviews, audits by coordinating with business teams and submitting responses
• Track regulatory observations, inspection findings, and audit action points with stakeholders
• Monitor new regulatory requirements and disseminate updates across functions
• Prepare MIS and governance reports on regulatory correspondence, returns, status, observations, and action trackers
• Ensure accuracy and maintenance of compliance documentation and records
• Drive continuous improvement and automation of compliance processes and tracking
• Liaise with business, operations, risk, legal, finance, and technology to implement regulatory requirements

Skills

RBI regulations

Regulatory reporting

RBI Daksh Portal

CIMS Portal

Compliance management systems

MS Excel

PowerPoint

Compliance automation tools

Stakeholder management

Analytical skills

Documentation skills

Tools

Komrisk

RBI Daksh Portal

CIMS Portal

Job description

JOB OVERVIEW:

The incumbent will support the Compliance function by ensuring effective execution of regulatory compliance processes, governance frameworks, and regulatory reporting. The individual in this role will be responsible for managing compliance platforms, coordinating regulatory submissions, facilitating regulatory inspections and audits, and driving timely closure of compliance obligations across the organization.

ESSENTIAL SKILLS AND EXPERIENCE:

• 3 to 8 years of experience in Compliance, Regulatory Reporting within an NBFC, Bank, Housing Finance Company.
• Working knowledge of RBI regulations, regulatory reporting frameworks, RBI Daksh Portal, CIMS Portal, and compliance management systems.
• Experience in coordinating regulatory inspections and managing regulatory correspondence.
• Strong stakeholder management, analytical, and documentation skills.
• Proficiency in MS Excel, PowerPoint, and compliance automation tools.

KEY RESPONSIBILITIES:

• Manage end-to-end administration of compliance management systems (e.g., Komrisk), including compliance calendars, regulatory registers, obligation tracking, and compliance dashboards.
• Co-ordinate end-to-end compliance activities on the RBI Daksh Portal, including dissemination of regulatory circulars, implementation tracking, user administration, inspection response submissions, ad-hoc regulatory filings, and periodic user access reviews.
• Manage the RBI CIMS Portal, including user management, allocation of regulatory returns, and monitoring timely completion of submissions.
• Coordinate timely submission of all regulatory returns, filings, and statutory communications to regulators, ensuring adherence to prescribed timelines and quality standards.
• Facilitate RBI inspections, regulatory reviews, statutory audits, and internal audits by coordinating with business teams, collating information, and ensuring timely submission of responses.
• Track regulatory observations, inspection findings, and audit action points, working closely with stakeholders to ensure timely closure and compliance.
• Monitor implementation of new regulatory requirements and support dissemination of regulatory updates across relevant business and support functions.
• Prepare and maintain MIS and governance reports relating to regulatory correspondence, regulatory returns, compliance status, inspection observations, and action tracker for senior management.
• Ensure accuracy, completeness, and maintenance of compliance documentation, repositories, and regulatory records.
• Drive continuous improvement and automation initiatives for compliance processes, reporting, and regulatory tracking mechanisms.
• Liaise with internal stakeholders across business, operations, risk, legal, finance, and technology teams to ensure effective implementation of regulatory requirements.

Piramal is an equal opportunity employer. Qualified applicants will be considered without regard to age, gender, marital status, sexual orientation, gender identity or expression, disability, or religion.