Compliance Manager

Alp Consulting; Mumbai; On-site; INR 1,500,000 - 2,700,000; Full time

Job summary

Alp Consulting in Mumbai is seeking an experienced compliance professional to ensure adherence to SEBI and RBI regulations for NBFCs. You will prepare regulations reports and develop robust policies while coordinating with internal teams to enforce controls. The ideal candidate holds CA/CS with 7–14 years in NBFC compliance and a Law or Finance degree; MBA/PGDM preferred.

Opportunity to influence risk governance and timely reporting in a dynamic financial services setting in Mumbai.

Qualifications

• CA/CS qualification required.
• 7-14 years of experience in compliance management or NBFC.
• Strong understanding of SEBI regulations and RBI reporting requirements.
• Proven track record of preparing regulatory reports accurately and on time.
• Bachelor's degree in Law or Finance; MBA/PGDM preferred.

Responsibilities

• Ensure compliance with SEBI regulations, RBI guidelines, and NBFC laws.
• Prepare and submit accurate regulatory reports to authorities.
• Develop and implement compliance policies, procedures and controls.
• Collaborate with internal stakeholders to ensure adherence to compliance requirements.

Education

Bachelor's degree in Law or Finance

MBA/PGDM preferred

Job description

Roles and Responsibilities :

• Ensure compliance with SEBI regulations, RBI guidelines, and other relevant laws governing NBFCs.
• Prepare and submit accurate and timely regulatory reports to the relevant authorities.
• Develop and implement effective compliance policies, procedures, and controls to mitigate risks.
• Collaborate with internal stakeholders to ensure adherence to compliance requirements.

Job Requirements :

• Qualified CA/CS.
• 7-14 years of experience in compliance management or a related field (NBFC).
• Strong understanding of SEBI regulations, RBI reporting requirements, and regulatory guidelines.
• Proven track record of preparing complex regulatory reports accurately and on time.
• Bachelor's degree in Law or Finance; MBA/PGDM preferred.