Compliance: Team Member – Junior Management Professional (2 to 6 years)

SCTI Finance Ltd.; Mumbai; On-site; INR 600,000 - 900,000; Full time

Job summary

SCTI Finance Ltd. is seeking a Compliance Team Member – Junior Management Professional in Mumbai. The role focuses on RBI and regulatory compliance, preparing and filing returns, and supporting audits and inspections. The candidate should have 2+ years in RBI/regulatory compliance and strong communication/drafting skills.

The position is full-time and permanent, based in Mumbai, with responsibilities spanning regulatory adherence and process implementation within the compliance function.

Qualifications

• Two years minimum experience in RBI and regulatory compliances.
• Strong written and verbal communication and drafting abilities.

Responsibilities

• Understand RBI, PMLA, regulatory prescriptions applicable to NBFCs and prepare/file returns with RBI/FIU/regulators.
• Monitor that regulatory returns are filed within timelines.
• Prepare inputs for RBI inspections and audits for stakeholders.
• Obtain approvals/registrations with regulators based on company needs.
• Support Compliance Officer in regulatory activities and implement processes and policies.
• Assist in implementing compliance processes and policies.
• Handle other compliance-related adhoc activities.

Skills

RBI compliance

Regulatory compliance

Communication skills

Drafting skills

Education

Postgraduate or relevant degree

Job description

Compliance Team Member – Junior Management Professional (2 to 6 years)

Location: Mumbai

Job description:

1. Ability to understand RBI, PMLA , regulatory / statutory prescriptions applicable to NBFCs and prepare and file the requisite returns with RBI / FIU/concerned Regulators/ authorities
2. Monitor/ test that the various regulatory returns are filed with RBI/ Regulators/ Authorities within the laid down timelines as per the regulatory prescriptions
3. Prepare data inputs for RBI inspection, Audits and requirements with respect to various external and internal stake holders request.
4. Obtaining requisite approvals/ registration with the concerned Regulator/ Statutory Authorities based on Company’s requirement
5. Provide support and assistance to the Compliance Officer/Head in various Compliance activities with respect to the statutory/ regulatory prescriptions applicable to Company
6. Assist in implementing compliance processes and policies in the Company
7. Any other compliance related adhoc activity not listed above.

Key Skills:

1. Candidate shall have minimum work experience of two years in RBI and regulatory compliances.
2. Good interpersonal, communication and drafting skills. Proven track record at delivering timely and accurate information in a fast-paced environment

Educational Qualification: Post graduate/ graduates with relevant certification/ degree in the above areas.

Employment Type:Full Time, Permanent