Compliance Manager (Internal Auditor) - Chennai
Job Summary:
A leading NBFC company is keen to hire a Semi-qualified CA/CS or Qualified CS for the Compliance Management role with designation Assistant Manager / Manager who will lead and enhance the internal audit and compliance framework by conducting risk-based audits, assessing control effectiveness, and pinpointing process gaps. Collaborate with internal teams and auditors to ensure timely resolution of audit findings.
About the company
A leading NBFC company, born from a multi-entity merger, manages over ₹2.6 lakh crore in assets while serving rural and semi-urban customers. It employs a community-scale workforce nearing 80,000 and has gained repeated recognition as a top workplace in its sector.
- Assist in conducting process reviews and identifying gaps in risk and compliance controls
- Monitor and interpret relevant RBI regulations, circulars, and guidelines for applicability
- Support the preparation and maintenance of compliance-related documentation and internal policies
- Collaborate with internal departments to ensure understanding and implementation of regulatory requirements
- Conduct risk-based internal audits to evaluate control effectiveness and risk exposure across functions
- Track and follow up on remediation actions to ensure audit issues are resolved promptly
- Coordinate with auditors during internal and regulatory audits
Role Requirement:
- General understanding of process review, risk and compliance requirements in finance company
- Quick learner with a proactive approach to regulatory changes
- Understanding of RBI regulations for NBFC or banking industry could be an add-on
- Hands-on with compliance monitoring tools and Excel-based reporting
- Must have good communication skills (verbal and written)
- Must have strong knowledge of MS Excel and MS Office
Education: CA-Inter or CS/CS-Inter
Experience: 3+ years of experience post qualification
Working days: Mon-Fri (Alternate Saturdays working)
Contact Details: For more details on this vacancy, contact Ayush at hire@hiregenie.in
Seniority level
Employment type
Job function
- Accounting/Auditing and Finance
Industries
- Financial Services, Banking, and Investment Banking