Compliance Manager

HireGenie | Finance Recruitment Expert; Chennai; On-site; INR 700,000 - 1,000,000; Full time

Job summary

A leading financial services recruitment firm in Chennai is looking for a Compliance Manager to improve internal audit processes. The ideal candidate will have a CA-Inter or CS qualification with over 3 years of experience, along with strong skills in compliance monitoring and regulatory understanding. This is a full-time position involving stakeholder collaboration and risk assessment, situated in a thriving financial sector environment.

Qualifications

• 3+ years of experience post qualification.
• General understanding of risk and compliance requirements.
• Quick learner with a proactive approach to regulatory changes.

Responsibilities

• Lead and enhance the internal audit and compliance framework.
• Conduct risk-based audits to evaluate control effectiveness.
• Collaborate with internal departments to implement regulatory requirements.

Skills

Understanding of RBI regulations for NBFC

Compliance monitoring tools

Proficient in MS Excel

Good communication skills

Education

CA-Inter or CS/CS-Inter

Tools

Excel

MS Office

Job description

Compliance Manager (Internal Auditor) - Chennai

Job Summary:

A leading NBFC company is keen to hire a Semi-qualified CA/CS or Qualified CS for the Compliance Management role with designation Assistant Manager / Manager who will lead and enhance the internal audit and compliance framework by conducting risk-based audits, assessing control effectiveness, and pinpointing process gaps. Collaborate with internal teams and auditors to ensure timely resolution of audit findings.

About the company

A leading NBFC company, born from a multi-entity merger, manages over ₹2.6 lakh crore in assets while serving rural and semi-urban customers. It employs a community-scale workforce nearing 80,000 and has gained repeated recognition as a top workplace in its sector.

• Assist in conducting process reviews and identifying gaps in risk and compliance controls
• Monitor and interpret relevant RBI regulations, circulars, and guidelines for applicability
• Support the preparation and maintenance of compliance-related documentation and internal policies
• Collaborate with internal departments to ensure understanding and implementation of regulatory requirements
• Conduct risk-based internal audits to evaluate control effectiveness and risk exposure across functions
• Track and follow up on remediation actions to ensure audit issues are resolved promptly
• Coordinate with auditors during internal and regulatory audits

Role Requirement:

• General understanding of process review, risk and compliance requirements in finance company
• Quick learner with a proactive approach to regulatory changes
• Understanding of RBI regulations for NBFC or banking industry could be an add-on
• Hands-on with compliance monitoring tools and Excel-based reporting
• Must have good communication skills (verbal and written)
• Must have strong knowledge of MS Excel and MS Office

Education: CA-Inter or CS/CS-Inter

Experience: 3+ years of experience post qualification

Working days: Mon-Fri (Alternate Saturdays working)

Contact Details: For more details on this vacancy, contact Ayush at [e-mail]

Seniority level

• Mid-Senior level

Employment type

• Full-time

Job function

• Accounting/Auditing and Finance

Industries

• Financial Services, Banking, and Investment Banking