Compliance Head

Freelancer; Mumbai; On-site; INR 2,800,000 - 4,200,000; Full time

Job summary

Mantra Capital is seeking an experienced Compliance Head to lead the end-to-end compliance function for a BSE-listed, RBI-regulated NBFC in Mumbai. You will ensure RBI regulations, NBFC guidelines, Companies Act 2013, SEBI LODR compliance and corporate governance standards.

The role advises the MD and Board, interfaces with regulators, and builds robust compliance processes, SOPs, and a strong compliance culture across the organization.

Qualifications

• CS/LLB/CA with relevant certifications.
• Hands-on RBI regulatory filings experience.
• Experience with SEBI LODR, ROC filings.

Responsibilities

• Lead end-to-end compliance function across the organization.
• Advise the Managing Director and Board on regulatory matters.
• Interface with regulators and build robust compliance systems and SOPs.
• Foster a strong compliance culture and governance across the company.

Skills

Company Secretary

LLB

CA

AML/Compliance

Governance

RBI filings

SEBI LODR

NBFC/BFSI

Education

CS/LLB/CA degree

Job description

Position: Compliance Head

Department: Compliance (Enablement Function)

Employment Type: Full-Time, Permanent
Work Mode: Work from Office
Experience: 6- 12 Years
Locations: Mumbai Head Office

About the Company

It is a BSE-listed, RBI-regulated Non-Banking Financial Company headquartered in Mumbai, serving customers through a growing secured and retail lending franchise (including SBL / LAP). As a listed and regulated entity, Mantra Capital places compliance and governance at the core of its ability to operate, scale and protect its NBFC license.

Role Overview

We are looking for an experienced Compliance Head to lead the end-to-end compliance function of a BSE-listed, RBI-regulated NBFC.

The role will ensure compliance with RBI regulations, NBFC guidelines, the Companies Act 2013, SEBI LODR, AML/PMLA requirements and corporate governance standards. The Compliance Head will advise the Managing Director and Board, serve as the primary interface with regulators, and build robust compliance systems, SOPs and a strong compliance culture across the organization.

Key Responsibilities

• regulatory Compliance & RBI Returns
• Corporate & Secretarial Compliance
• AML / PMLA & Financial Crime Compliance
• Compliance Monitoring, Risk & Governance
• Regulatory & Board Stakeholder Management
• Leadership & Compliance Culture

Qualification & Skills

• Company Secretary (CS), LLB or Chartered Accountant (CA).
• Additional certification in AML, compliance or corporate governance will be an advantage.
• 612 years of progressive compliance experience, preferably within an NBFC/BFSI.
• Strong hands-on experience with RBI regulatory filings.
• Experience with listed-entity compliance and preferably with SEBI LODR, ROC and stock-exchange filings.

Contact HR- [e-mail] or 8917582874